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[1992] ZASCA 20
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S v Cotton (462/91) [1992] ZASCA 20; [1992] 2 All SA 45 (A) (12 March 1992)
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CASE NO: 462/91
IN THE SUPREME COURT OF SOUTH AFRICA APPELLATE DIVISION
In the matter between:
VALENTINE COTTON Appellant
and
THE STATE Respondent
CORAM: EM GROSSKOPF JA, HOWIE et HARMS AJJA DATE HEARD: 5 MARCH 1992 DATE DELIVERED: 12 MARCH 1992
1
JUDGMENT
HOWIE AJA: Having been found guilty of murder without extenuating
circumstances, and robbery with aggravating circumstances, appellant was
sentenced
to death for the former offence and imprisonment in respect of the
latter. He appealed unsuccessfully to this Court against his convictions
and
against the finding as to extenuating circumstances. Thereafter the panel
appointed in terms of Act 107 of 1990 reconsidered
appellant's capital sentence
and concluded that had the provisions of this legislation applied at the time of
the trial the same
sentence would probably have been imposed. By reason of that
conclusion the matter of appellant's death sentence is now before us.
The
deceased, a man in his sixties, was the manager of the Hilton Plaza Hotel in
Hillbrow, Johannesburg. From November 1986 appellant,
then 18 years of age,
boarded in a room at the hotel with his pregnant mistress. When in due course he
failed to pay his account,
the deceased ordered them to vacate the
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room at the beginning of February 1987 and they had to find accommodation elsewhere. On the evening of 13 February 1987 appellant, who had earlier in the day bought himself a hunting knife, proceeded to the deceased's flat on the top storey of the hotel accompanied by one Thring, aged 19, and one Khumalo, aged 23. The deceased had not yet returned after his evening's duties. Having gained entry to the flat, appellant instructed his companions to take up positions in hiding. He himself waited in the deceased's bedroom. When eventually the deceased came in after midnight he was set upon by appellant, who began by accusing the deceased of being responsible for evicting his mistress" from the hotel. Almost immediately afterwards appellant attacked the deceased, inflicting multiple fatal knife wounds upon him. At appellant's insistence, Thring and Khumalo also stabbed the deceased but, on the evidence, the wounds they caused were minor. Not content with this assault, appellant gagged the deceased and bound him hand and foot. He then bundled him up in a counterpane and pushed him under a bed. Next, he opened the deceased's
3
Bible and wrote, on various blank pages in it, comments including "He who die
shall always die with the exterminators are around.
Signed exterminators" and
"Die bastards". Having done all this, appellant telephoned the night porter and
summoned him to the deceased's
flat. He then took a bunch of keys which had been
in the deceased's possession, including the key of the hotel . safe, and
proceeded
to the ground floor. In the absence of the night porter he opened the
safe and took R1000 from it.
So much for the murder and the events pertaining
to it. At the trial appellant shed no light on his actions. He testified that he
had not been in the hotel on the night in question and knew nothing of the
killing. That evidence was rejected as false.
In relation to the question of extenuating circumstances, counsel who appeared for appellant at the trial called the evidence of Dr I W Berman, then senior psychiatrist at the Sterkfontein Hospital, who had been present throughout the hearing. He had been a member of a psychiatric panel appointed in terms of s 79 of the Criminal Procedure Act, 51 of 1977, to report
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on appellant's mental fitness, referral for examination under that Act having
been ordered during the remand stages of the case in
the magistrate's
court.
The essentials of Dr Berman's evidence were that appellant was a
certifiable psychopath whose standard of intelligence was between
dull and
normal levels and whose criminal responsibility for the crimes laid to his
charge had in no measure been reduced by his
psychopathy. He had throughout had
control over his actions and could at any stage of the events have desisted from
his nefarious
conduct. His leading and assertive role in the perpetration of the
offences led Dr Berman to say that appellant was "handling his
immaturity
remarkably well". He agreed with the assessment by the trial Court (Vermooten AJ
and assessors) that appellant was arrogant,
overbearing and intolerant of any
opposition. These characteristics, said the doctor, were typical of a
psychopath. Opposition in
particular could cause violent reaction. This was
especially to be seen in the vindictive way appellant had, in the instant case,
executed his attack on the deceased. Psychopaths had no feelings of
5
conscience and displayed callousness towards others. They were
innatelý mendacious and tended to behave impulsively in their
quest for
immediate gratification, showing no remorse afterwards. Dr Berman expressed the
view that there was a chance of appellant's
rehabilitation but that it was less
than even. The existence of that possibility, he said, arose from appellant's
age and immaturity
(the crimes in question were committed in the early hours of
his 19th birthday). Asked if applicant's modest Tevel of intel-ligence
was a
factor in his favour, Dr Berman answered that the planning and deliberation
which had preceded and accompanied the crimes belied
any possible sug-gestion
thatlow intelligence served to mitigate them.
There are seriously aggravating
factors in this case. That was common cause between counsel and requires no
elaboration. The basic
facts, set out above, reveal most of those factors
clearly enough. I would only add that the intensity of the onslaught upon the
deceased was such that of 10 penetrating stab wounds 8 were lethal and the
gagging was potentially fatal quite by itself.
6
On behalf of appellant, Mr Jansen (who did not appear for him at. the trial) argued that two factors militated against confirmation of the death sentence. These were appellant's youth and his psychopathy. In response, Mrs Kilian, for the State, contended that at the trial and in the earlier appeal to this Court it had been held that appellant's youth had played no role in the commission of the offences. She argued that he had acted out of inherent vice, free of influence by others and unaffected by the eviction from the hotel. In fact, said counsel, appellant had failed to make anything of the last-mentioned factor in his evidence. Against appellant were Dr Berman's comment that he was "handling his immaturity remarkablý well" and the fact that in all respects appellant had been living an adult life at the relevant time. Concerning appellant's psychopathy, Mrs Kilian argued that it had not been shown to have had any connection with the crimes in question.
As to the question of psychopathy, it is indeed consistent with Dr Berman's depiction of a psychopath that appellant acted as callously, viciously
7
and vindictively as he did. What does not tally with that profile, however, is the lack of impulsiveness on appellant's part. There seems little doubt that he was strongly motivated by distress at the defendant's eviction of himself and his mistress. The fact that he immediately confronted the deceased with that grievance on the fatal night bears this out. So do the crude inscriptions he made in the deceased's Bible and the very extent of the physical assault. These features are not really consistent with a primary intention to commit robbery. However, given the fact that the eviction was about a fortnight before the killing, it is clear that appellant's aggrieved feelings (they may have been quite unjustified seeing that he had failed to pay his account) had had a protracted period in which to fester. When finally they erupted there was even then no sign of impulsiveness. On the contrary, the purchase of the knife, the choice of the moment to strike, the deployment of his accomplices in hiding and even the subsequent ruse to distract the night porter and to facilitate the theft, all bear witness to cunning deliberation and a devious presence of mind.
8
In the circumstances the State went a long way towards excluding a link
between appellant's psychopathy and the crimes concerned.
However, in the view I
take of the case it is unnecessary to pursue that aspect further. I am
satisfied, despite the submissions
of counsel for the State, that appellant's
youth and associated immaturity constitute, cumulatively, a substantial
mitigating factor.
The negative findings made against him in this regard by
the trial Court, and by this Court in the first appeal, are explicable on
the
basis that appellant was held not to have discharged the onus then upon him to
prove extenuating circumstances. Now the onus
is the other way and in my view
the grounds relied upon on behalf of the State did not serve to discharge that
burden.
If by inherent vice State counsel intended to submit that there was no reason for appellant to act the way he did other than that he had a predeliction for wrongdoing, there is sufficient on record to show that, rightly or wrongly, he thought that the deceased had been unfair in causing him and his mistress to
9
leave the hotel and seek other lodgings. This resentment was, in my opinion,
the reason for the attack on the deceased. It was not
argued for appellant that
the deceased's conduct constituted a mitigating factor but it did provide a
reason other than that suggested
on behalf of the State. And it is not
significant that appellant did not rely on this aspect in his evidence. His
defence was a denial
and he sought to distance himself as far as possible from
any motive of revenge.
As to his submission that appellant was leading an
adult life, it is so that he earned his own living (as a security guard) and was
cohabiting with a young woman whom he referred to as his wife and of whose
expected child he would be the father, but outward features
of adulthood really
do not provide a reliable test. As already stated, the killing took place on
appellant's 19th birthday. Prima
facie someone of that age has not yet reached
emotional and intellectual maturity. This factual inference was not disturbed by
the
evidence in this case. It is not consistent with mature adult behaviour, for
example,
10
that he reacted as extremely as he did to the eviction. If anything, this suggests an inability on his part to cope with the situation in which he and his mistress found themselves. His inscriptions in the deceased's Bible are indicative, I think, of a distinctly immature mind. So is the evidence - not yet mentioned - that he was wont to impersonate a policeman, complete with boots, whistle, false appointment certificate and imit-ation firearm. The fact that he played the leading and assertive role referred to by Dr Berman does not amount to much. On the evidence his companions were weak and shiftless personalities, the reason for whose presence is hard to explain save, possibly, that appellant felt hesitant to do by himself that which he could just as effectively have done alone. Whatever significance all the aforegoing features have in the context of appellant's psychopathy they support the basic inference of immaturity arising from appellant's age at the relevant time. Accordingly, in my view, the State failed to disprove that youthful immaturity caused or materially contributed to the appellant's offences.
There is a further feature that is relevant
11
and that i s that appellant has no history of violent crime. He has only two
prior convictions. At the age of 13 he was placed under
the supervision of a
probation officer after being convicted of housebreaking with intent to steal
and theft of groceries worth R12,75.
When he was 14 he received cuts for
possessing a dangerous weapon. This record does not stamp appellant as "seasoned
in crime" (S
v Dlamini 1992 (1) SA 18 (A) at 30C) and that is to be borne in
mind in conjunction with the evidence of Dr Berman that there is a possibility
of appellant's
rehabilitation, albeit a small one.
Considering the horrific
violence for which appellant was responsible in this case the retributive and
deterrent purposes of punishment
undoubtedly render the death sentence
appropriate. That would probably have been the only appropriate sentence had it
not been for
appellant's age.
In Dlamini's case, where the appellant was 19
years and 7 months old at the time o.f the offence, his age, although not
considered
a mitigating factor, was nonetheless regarded as a reason, together
with some
12
slight prospect of rehabiliation, why the death sentence was not the only appropriate sentence.
The case of S v Bosman 1992 (1) SACR 115 (A)
bears some resemblance to the present matter. There, the appellant was 18
years and 10 months old at the time of his offence and was
also a psychopath.
Psychiatric evidence was led to the effect that there was little hope of his
reform. As in the instant case, there
was neither evidence nor argument to the
effect that" the appellant would not be liable to adequate control in gaol or
that he would
pose a danger to the prison community.
In all the circumstances
I have come to the conclusion that because of appellant's age and the
possibility, such as it is, of his
reform, the death sentence is not the only
appropriate sentence. I think that all the objectives of punishment would be
achieved
by a sentence of life imprisonment. As in the Bosman case I propose
that the relevant authorities should be apprised of this judgment
and the
psychiatric evidence led at the trial.
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The following order is made:
1. The appeal is allowed.
2. The sentence
of death upon appellant is
set aside and replaced by a sentence of
life
imprisonment.
3. The registrar is directed to transmit a
copy of
this judgment and a copy of the
evidence of Dr I W Berman to the
Department
of Correctional Services.
HOWIE AJA
EM GROSSKOPF JA )
) CONCUR HARMS AJA )