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[2000] ZASCA 10
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S v Birkenfield (561/98) [2000] ZASCA 10; [2000] 2 All SA 157 (A) (27 March 2000)
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IN THE SUPREME COURT OF APPEAL
OF SOUTH AFRICA
Case No: 561/98
In the matter
between:
ALLEN DAVID BIRKENFIELD
Appellant
and
THE STATE
Respondent
CORAM : SCHUTZ, STREICHER JJA, MELUNSKY AJA
Criminal law - Culpable homicide arising out of traffic accident -
Sentence - Subsequent facts generally excluded - Correctional supervision
in
terms of section 276(1)(i) of Criminal Procedure Act.
MELUNSKY AJA
MELUNSKY AJA:
[1] This is an appeal against the sentence
imposed on the appellant pursuant to his conviction for culpable homicide in the
Magistrate's
Court, Kempton Park. The magistrate sentenced the appellant to
five years' imprisonment subject to the provisions of s 276(1)(i) of the
Criminal Procedure Act, 55 of 1977. The sentence was reduced to three years'
imprisonment subject to the same provisions on appeal to the Transvaal
Provincial Division
of the High Court (Marais and Snyders JJ), which granted the
appellant leave to appeal to this Court.
[2] The facts giving rise to the
conviction can be stated briefly. The appellant drove a motor cycle from west
to east in Olienhout
Street, Kempton Park on the night of 12 May 1996. A young
woman, Sally Clifford, was a passenger on the pillion seat. The appellant
entered the intersection of Olienhout and Maroela Streets without stopping at a
stop sign and collided with a pedestrian, Lesiba
Malope, who was in the
intersection. The motor cycle proceeded beyond the intersection and the
passenger fell onto the road. About
seventy to eighty metres east of the
intersection the motor cycle collided with a tree. As a result of the
aforegoing the pedestrian
and the passenger were killed outright, the appellant
sustained serious injuries and the motor cycle was effectively
destroyed.
[3] Olienhout Street is a straight road in a built-up area. The
intersection with Maroela Street is well lit and the light of the
motor cycle
was on. It is not disputed that the appellant could and should have seen the
pedestrian. It is also clear that had
he stopped at the stop sign, as he was
obliged to do, he would not have collided with Mr Malope. The evidence
discloses, moreover,
that the appellant travelled at a speed that was greatly
excessive in the circumstances and that he had also failed to stop at an
intersection immediately west of the Maroela Street crossing.
[4] It is not
absolutely certain why Miss Clifford fell from the motor cycle but it seems to
be obvious that this was due either to
the impact with the pedestrian or to the
appellant's inability to control the vehicle properly immediately after the
first collision.
Miss Clifford was not wearing a helmet but there is no
evidence which establishes that she would have survived had she worn some
form
of protective headgear.
[5] The appellant suffered from amnesia as a result
of his injuries and had no recollection of driving the motor cycle on the night
in question. There is no doubt, however, that he drove in a manner that was
grossly negligent, if not reckless. This was also the
view of the magistrate.
At the trial it was suggested by the appellant and one of his witnesses that
some fault in the motor cycle
might have contributed to the collision and that
this would reduce the degree of his culpability. The evidence in this regard
was
purely speculative and was unsupported by any facts. Although there was no
onus on the appellant to prove the truth of an exculpatory
theory, it is quite
insufficient to put forward a conjectural hypothesis without providing some
factual basis therefore (cf. R v Apter 1941 OPD 161 at 178). The
possibility of a mechanical defect as a contributory cause can, therefore, be
ignored and was correctly not persisted
in during argument in this
Court.
[6] The appellant was twenty four years old when sentence was imposed
in 1997. He was employed as a spray painter and was in a stable
relationship
with a woman. He has a previous conviction for driving under the influence of
alcohol for which he received a non-custodial
sentence in 1994. At the hearing
of the appeal, application was made on the appellant's behalf for the admission
of an affidavit
which disclosed that since the imposition of sentence the
appellant had married, that his wife was pregnant and that he had started
his
own spray painting business with thirteen people on the payroll. The general
rule, as Corbett JA emphasised in S v Immelman 1978 (3) SA 726 (A) at
730H, is that a court of appeal must decide the question of sentence according
to the facts in existence at the time when
sentence was imposed and not
according to new circumstances which come into existence afterwards. This rule
has been consistently
applied - see S v Marx 1992 (2) SACR 567 (A) at
573i-574a. It is not necessary to decide whether there may be exceptions to the
rule, as very little was said on the appellant's
behalf in support of the
contention that an exception should be made in this appeal. In any event, the
new facts on which the appellant
seems to rely would not, if admitted, make any
difference to the outcome of the appeal.
[7] The court a quo reduced
the sentence imposed by the magistrate because it considered that he had failed
to place sufficient weight on the rehabilitative
aspect of punishment. In this
court it was submitted that the court a quo, too, had failed to have
sufficient regard to the rehabilitation of the appellant. This submission is
not persuasive. Rehabilitation
of the offender is only one of the factors that
comes into play in the imposition of sentence. The court a quo was
keenly aware of the need to have due regard to the appellant's rehabilitation
and it properly took this factor into account.
Indeed, this is precisely why
the sentence was reduced.
[8] The substance of the argument advanced on the
appellant's behalf was that the sentence imposed on the appellant was unduly
harsh
and that this court should impose a substantial fine coupled with a wholly
suspended sentence of imprisonment. It is hardly necessary
to point out that a
court of appeal will interfere with a sentence on the grounds that it is
excessive only if there is a striking
disparity between the sentence imposed and
a sentence which this court considers to be reasonable. In order to decide this
issue
it becomes necessary to weigh up the factors personal to the appellant,
the nature and circumstances of the offence and the requirements
of society. To
the appellant's personal circumstances outlined above there may be added the
serious injuries which he sustained
and the permanent disablement arising
therefrom which will operate as a constant reminder to him of the danger of
driving in a grossly
negligent manner. On the other hand, it may be noted that
not only did the appellant plead not guilty but he persistently refused
to
accept that he was the driver of the motor cycle, despite the clear evidence
which established that he was. The submission that
the appellant was genuinely
remorseful should, in my view, be considered in the light of these
facts.
[9] The offence was a serious one. The appellant clearly had no
concern for the safety of his passenger and the pedestrian with whom
he
collided. He disregarded the elementary rules of the road and it was almost
inevitable that his manner of driving would have
tragic consequences. A measure
of the appellant's careless, if not irresponsible, attitude to the driving of a
motor cycle, which
may properly be taken into account in this appeal, was the
conveyance of a passenger who was not wearing a helmet. The loss of life
that
ensued may also be taken into account not for its punitive effect but for its
deterrent effect and as a warning to motorists
that negligent driving might
result in severe penalties, especially when it causes the death of innocent
persons ( see The State v Ngcobo 1962 (2) SA 333 (N) at 337A-B; S v
Greyling 1990 (1) SACR 49 (A) at 56d-e). Society, too, expects the courts
to protect innocent users of the road by imposing appropriately severe sentences
on offenders who drive grossly negligently or recklessly. All of these factors
point to the inevitable fact that imprisonment is
a proper sentence, despite the
fact that the appellant is a productive member of society.
[10] It was not
argued on the appellant's behalf that the period of imprisonment was unduly
lengthy. Nor could such a submission
prevail. The period of three years was
subject to the provisions of s 276(1)(i) of the Criminal Procedure Act. This
provides for
“imprisonment from which ... a person may be placed under correctional supervision in his discretion by the Commissioner [of Correctional Services].”
In the heads of argument filed on the
appellant's behalf (by counsel who did not appear at the trial), it was
submitted that the appellant's
rights to be placed under correctional
supervision were greatly curtailed. In this regard reference was made to the
following obiter
passage in Roman v Williams NO 1998 (1) SA 270 (C) at
283H-I:
“It is important to note firstly that a convict who has been sentenced to imprisonment in terms of s 276(1)(i) of the CPA [the Criminal Procedure Act] has no statutory right to be placed under correctional supervision. He is not even entitled to apply for a hearing to this end. He has no more rights than any other prisoner has in regard to parole for instance.”
It is
not quite clear what was intended by the second and third sentences of the
above-quoted passage. If it was intended to convey
that the Commissioner is not
obliged to consider placing the person concerned under correctional supervision
it is clearly wrong
for, if a court imposes a sentence in terms of s 276(1)(i),
the Commissioner is obliged to consider whether or not to place the person under
correctional supervision. This requires him to
have regard to the relevant
circumstances and to exercise a proper discretion. The appellant retains the
right to call upon the
Commissioner to exercise his discretion but it is not
necessary, for present purposes, to decide what procedures the Commissioner
needs to follow or whether a convicted person is entitled to be
heard.
[11] The sentence imposed by the court a quo amounts to a
substantial punishment. It involves imprisonment for a period, not exceeding
three years, subject to the Commissioner's
discretion to place the appellant
under correctisonal supervision. During the period of correctional supervision
the appellant's
rights of movement and association will probably be restricted.
However this may be, nothing was said by the attorney who represented
the
appellant at the appeal which persuades us that the sentence was excessive to
such a degree that this Court should interfere.
On the contrary the sentence is
well within reasonable limits.
[12] It follows that the appeal should be
dismissed.
.............................
L S MELUNSKY
ACTING JUDGE OF APPEAL
Concur :
SCHUTZ JA
STREICHER JA