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[2001] ZASCA 105
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S v Bull and Another (221/2000) [2001] ZASCA 105 (26 September 2001)
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THE SUPREME COURT OF APPEAL
OF
SOUTH AFRICA
CASE NO: 221/2000
In the matter between :
MORNÉ RICARDO BULL First
Appellant
ANDRÉ MAART Second Appellant
and
THE STATE Respondent
_______________________________________________________________________________
Before: VIVIER
ADCJ, HOWIE, OLIVIER JJA, CLOETE et BRAND AJJA
Heard: 21 AUGUST
2001
Delivered:
_______________________________________________________________________________
CASE NO: 222/2000
In the matter between :
LASTON CHAVULLA First
Appellant
ANDRÉ DOUGLAS SOLOMON Second
Appellant
CHARLES ADAMS Third Appellant
JOHANNES
BRUINTJIES Fourth Appellant
DAWID RUITERS Fifth
Appellant
and
THE STATE Respondent
_______________________________________________________________________________
Before: VIVIER
ADCJ, HOWIE, OLIVIER JJA, CLOETE et BRAND AJJA
Heard: 23 AUGUST
2001
Delivered:
Constitutionality of ss 286A and 286B of the Criminal Procedure Act - Dangerous Offender legislation - Indefinite imprisonment compared with life imprisonment - Life imprisonment the most severe punishment which can be imposed - Parole for life prisoners.
_______________________________________________________________________________
J U D G M E N T
_______________________________________________________________________________
VIVIER ADCJ
VIVIER ADCJ:
[1] In each of the above
appeals, which were heard separately, the constitutional validity of
ss 286A and 286B of the Criminal Procedure Act 51 of 1977 ("the Act") was
challenged. It is therefore convenient to deal with both appeals
together.
[2] In the first appeal ("the Bull appeal") the two
appellants were convicted by Uijs AJ and assessors in the Cape Provincial
Division on two counts of murder, one count of robbery, one count of attempted
robbery and one
count each of the illegal possession of a firearm and
ammunition. The charges all arose out of an armed robbery on the evening of
5
October 1997 at the Superbake Bakery in Mitchell's Plain near Cape Town. After
conviction the trial Court directed that an enquiry
be held in terms of s
286A(3) of the Act as to whether the appellants were dangerous criminals. At
the enquiry expert psychiatric evidence was led on behalf of both the State
and
the appellants. Both appellants were thereafter declared to be dangerous
criminals and sentenced to undergo imprisonment for
an indefinite period. In
terms of s 286B(1)(b) the trial Court directed that they again be brought
before the court upon the expiration of a period of 35 years for reconsideration
of the sentences. With the leave of the Court a quo they appeal to this
Court against their sentences.
[3] In the second appeal ("the Chavulla
appeal") the five appellants were convicted by Lategan J and assessors on
one count of housebreaking (count 7), one count of robbery (count 8), three
counts of murder (counts 9, 10 and 11),
one count of attempted murder (count 12)
and one count each of the illegal possession of firearms and ammunition (counts
13 and 14).
These charges all arose out of an attack at a farmhouse at
Nieuwoudtville in the Western Cape on the evening of 24 September 1996.
In
addition, and arising out of related events in the days which preceded the
attack at the farm-house, the second, third and fifth
appellants were convicted
on one count of robbery (count 2) and one count of housebreaking with intent to
steal and theft (count
4). The first appellant was convicted of theft on count
2. The second appellant was convicted of murder (count 1) while Nos 3 and
5
were convicted as accessories after the fact on this count. The second
appellant was also convicted of theft (count 3). After
an enquiry in terms of
s 286A(3) at which expert psychiatric evidence on behalf of both the State
and the defence was led, all the appellants were declared to be
dangerous
criminals and sentenced to undergo imprisonment for an indefinite period. The
trial Court directed that the first appellant
again be brought before the court
on the expiration of a period of 30 years, and that the others be brought before
the court on the
expiration of 50 years for reconsideration of their sentences.
With the necessary leave the appellants appeal to this Court against
their
sentences.
[4] Sections 286A and 286B, in so far as relevant, read as
follows:
286A. Declaration of certain persons as dangerous criminals.–
(1) Subject to the provisions of subsections (2), (3) and (4), a superior court or a regional court which convicts a person of one or more offences, may, if it is satisfied that the said person represents a danger to the physical or mental well-being of other persons and that the community should be protected against him, declare him a dangerous criminal.
(2) (a) If it appears to a court referred to in subsection (1) or if it is alleged before such court that the accused is a dangerous criminal, the court may after conviction direct that the matter be enquired into and be reported on in accordance with the provisions of subsection (3).
Before the court commits an accused for an enquiry in terms of subsection (3), the court shall inform such accused of its intention and explain to him the provisions of this section and of section 286B as well as the gravity of those provisions.
(3) (a) Where a court issues a direction under subsection (2) (a), the relevant enquiry shall be conducted and be reported on –
(i) by the medical superintendent of a psychiatric hospital designated by the court, or by a psychiatrist appointed by such medical superintendent at the request of the court; and
(ii) by a psychiatrist appointed by the accused if he so wishes.
(b)-(c) .........................
(d) The report shall –
(i) ...........
(ii) include a finding as to the question whether the accused represents a danger to the physical or mental well-being of other persons.
(e)-(k) ......................
(4) (a) If the finding contained in the report is the unanimous finding of the persons who under subsection (3) conducted the enquiry, and the finding is not disputed by the prosecutor or the accused, the court may determine the matter on such report without hearing further evidence.
(b) If the said finding is not unanimous or, if unanimous, is disputed by the prosecutor or the accused, the court shall determine the matter after hearing evidence, and the prosecutor and the accused may to that end present evidence to the court, including the evidence of any person who under subsection (3)(a) conducted the enquiry.
(c) ...............
286B. Imprisonment for indefinite period. –
(1) The court which declares a person a dangerous criminal shall –
(a) sentence such person to undergo imprisonment for an indefinite period; and
(b) direct that such person be brought before the court on the expiration of a period determined by it, which shall not exceed the jurisdiction of the court.
(2) A person sentenced under subsection (1) to undergo imprisonment for an indefinite period shall, notwithstanding the provisions of subsection (1)(b) but subject to the provisions of subsection (3), within seven days after the expiration of the period contemplated in subsection (1)(b) be brought before the court which sentenced him in order to enable such court to reconsider the said sentence: Provided that in the absence of the judicial officer who sentenced the person any other judicial officer of that court may, after consideration of the evidence recorded and in the presence of the person, make such order as the judicial officer who is absent could lawfully have made in the proceedings in question if he had not been absent.
(3) (a)-(c) .....................
(4) (a) Whenever a court reconsiders a sentence in terms of this section, it shall have the same powers as it would have had if it were considering sentence after conviction of a person and the procedure adopted at such proceedings shall apply mutatis mutandis during such reconsideration: Provided that the court shall make no finding before it has considered a report of a parole board as contemplated in section 5C of the Correctional Services Act, 1959 (Act No. 8 of 1959).
(b) After a court has considered a sentence in terms of this section, it may –
(i) confirm the sentence of imprisonment for an indefinite period, in which case the court shall direct that such person be brought before the court on the expiration of a further period determined by it, which shall not exceed the jurisdiction of the court;
(ii) convert the sentence into correctional supervision on the conditions it deems fit; or
(iii) release the person unconditionally or on such conditions as it deems fit.
(5)-(7) ....................................................."
[5] Sections
286A and 286B were inserted into the Act by the Criminal Matters Amendment Act
116 of 1993 (which came into operation on
1 November 1993) mainly as a result of
the findings and recommendations of the Booysen Commission of Inquiry into the
"Continued
Inclusion of Psychopathy as a Certifiable Mental Illness and the
Handling of Psychopathic and other Violent Offenders" ("the Booysen
Commission").
The Booysen Commission's terms of reference were not confined
to psychopaths or, to use the more modern terminology of the American
Diagnostic
and Statistical Manual of Mental Disorders IV, now generally used in South
Africa, persons suffering from anti-social
personality disorder. It also
investigated and made recommendations concerning the handling and release of
dangerous, violent and/or
sex offenders in general. It recommended, inter
alia, that "a new sentence option in respect of 'dangerous offenders' be
created to provide for the imposition of an indeterminate sentence
of
imprisonment with a fixed minimum term as determined by the court" (General
Notice No. 49 published in the Government Gazette
of 15 January 1993). Then
followed in the introduction of ss 286A and 286B in the Act. The
declaration of an accused as a
dangerous criminal in terms of these sections is
now one of the two sentencing options provided for in the Act which result in
imprisonment
for an indeterminate period. The other is the declaration of an
accused as an habitual criminal in terms of s 286 of the Act,
although
s 286(2)(c) provides that the latter declaration should not be made if the
court is of the opinion that a sentence
in excess of 15 years should be
imposed.
[6] Legislative provision for preventive detention as a means
of dealing with dangerous offenders is not uncommon in other jurisdictions.
Floud and Young, Dangerousness and Criminal Justice (1981), Heinemann,
London, point out (at 102) that the laws of most Western countries provide for
the sentencing of dangerous offenders
and refer to legislative provisions in
Denmark, Sweden, Canada and the United States in this regard. The recent
report, Scottish Executive : A Review of the Research Literature on Serious
Violent and Sexual Offenders, an international survey of the subject up to
and including 1999, refers to dangerous offender legislation in a number of
other countries
including Australia and New Zealand. See also Amy M Lageman,
Dangerous Offender Legislation : A Short Term Solution to a Long Term
Problem (1997) 16 Dickinson Journal of International Law, 203. In Canada
Part XXIV of the Canadian Criminal Code, as it presently reads,
provides for the
indeterminate detention of a "dangerous offender" who has committed a "serious
personal injury offence" as defined
in that Act. The constitutionality of the
nearly identical precursors to those provisions was upheld by the Supreme Court
of Canada
in Lyons v The Queen 44 DLR (4th) 193. In the
United States of America Title 18 of the United States Federal Criminal Code
provides for an extended sentence of imprisonment
for a "dangerous special
offender" who satisfies certain criteria. The constitutionality of this
provision has been upheld in several
Federal Court decisions. Dangerous
offender legislation also exists in several states in America (Corpus Juris
Secundum, vol 24, paras 1468 and 1526).
[7] Upon a closer analysis
of the provisions of ss 286A and 286B of the Act it appears that to trigger
the operation of the procedure
set out in these sections it is not necessary for
an accused to have been found guilty of any particular prescribed offence. In
theory any conviction can do. In terms of s 286A(1) a superior court or a
regional court which has convicted an accused of "one
or more offences" may, if
certain requirements and procedural safeguards have been observed, declare the
accused a dangerous criminal.
The requirements are, first, that the court must
be satisfied that the accused represents a danger to the physical or mental
well-being
of other persons and, second, that the community should be protected
against the accused. The court has a discretion both under
subsections (1) and
(2) of s 286A. If it appears to the court that the accused is a dangerous
criminal, or where it is alleged
before the court that the accused is a
dangerous criminal, it has a discretion after conviction to direct that the
matter be enquired
into and be reported on in accordance with the provisions of
s 286A(3). Furthermore, even if the court is satisfied that an
accused
represents a danger to the physical or mental well-being of other persons and
that the community should be protected against
the accused, there is no
obligation to declare the accused a dangerous criminal (s 286A(1)). Once
the court has declared the
accused a dangerous criminal it no longer has a
discretion: it must sentence the accused to undergo imprisonment for an
indefinite
period and determine the fixed minimum term
(s 286B(1)).
[8] There is a number of procedural safeguards in
ss 286A and 286B, the most important of which are the following. Before a
declaration
that an accused is a dangerous criminal can be made the court must
direct that an enquiry be conducted and be reported on by the
medical
superintendent of a psychiatric hospital designated by the court, or by a
psychiatrist appointed by such medical superintendent
at the request of the
court, and by a psychiatrist appointed by the accused if the accused so wishes
(s 286A(3)(a)). For the
purpose of such enquiry the court may commit the
accused to a psychiatric hospital or other place designated by the court
(s 286A(3)(b)(i)).
Before the court commits an accused for an enquiry the
court must inform the accused of its intention to direct that the matter
be
enquired into and be reported on and must explain the provisions of ss 286A
and 286B as well as the gravity of these provisions
(s 286A(2)(b)). The
reports by the psychiatrists must include a finding on the question whether the
accused represents a danger
to the physical or mental well-being of other
persons. The procedure is similar to that of s 79 of the Act which
provides for
the examination of mentally disordered persons. The accused has
the right to dispute any of the findings in the reports
(s 286A(4)).
Where the finding contained in a psychiatric report is the
unanimous finding of the psychiatrists who conducted the enquiry and the
finding
is not disputed by the prosecutor or the accused, the court may determine the
matter on the report without hearing evidence.
If, however, the finding is not
unanimous or, if unanimous, is disputed by the prosecutor or the accused, the
court must hear evidence
before determining the matter.
[9] The
release procedures provided by the legislature in s 286B include the
following. The court which declares an accused a
dangerous criminal and imposes
imprisonment for an indefinite period must direct that the accused be brought
before it on the expiration
of a period determined by it, which shall not
exceed the jurisdiction of the court (s 286B(1)(b)). Within seven days
after
the expiration of the period determined by the trial Court, the accused
must be brought before the court which passed sentence in
order to enable such
court to reconsider the sentence (s 286B(2)). The court before which an
accused is brought after the
expiration of the first period has the same
sentencing powers it would have had if it were considering sentence after the
conviction
of the accused, and the procedure adopted at such proceedings shall
apply mutatis mutandis during the reconsideration of sentence, with the
important difference that no finding shall be made unless the court has
considered
a report of a parole board as contemplated in terms of s 5C of
the Correctional Services Act 8 of 1959 (s 286B(4)(a)).
The court may then
confirm the sentence of imprisonment for an indefinite period, in which case it
shall direct that the accused
be brought before the court on the expiration of a
further period determined by it. The court may also convert the sentence into
correctional supervision or release the accused unconditionally or on such
conditions as it deems fit (s 286B(4)(b)).
[10] The
constitutional validity of the dangerous criminal provisions in ss 286A and
286B of the Act was challenged before us mainly
on the basis that they infringe
the right guaranteed by s 12(1)(e) of the Constitution of the Republic of
South Africa, Act
108 of 1996 ("the Constitution"), which reads
"12(1) Everyone has the right to freedom and security of the person which includes the right
.........
........
(e) not to be
treated or punished in a cruel, inhuman or degrading way."
[11] The prohibition against cruel, inhuman or degrading punishment
has its origin in the English Bill of Rights of 1688 which prohibited
cruel and
unusual punishment. Variations of the prohibition are found in the
constitutions of the United States of America and Canada
and even in countries
where such a clause is not explicitly contained in a bill of rights, it may be
deduced from provisions protecting
human dignity (Van Zyl Smit,
Constitutional Jurisprudence and Proportionality in Sentencing (1995) 4
European Journal of Crime, Criminal Law and Criminal Justice, 369). As
Steytler, Constitutional Criminal Procedure, (1998) points out at 406,
the right to be protected against cruel, inhuman or degrading punishment has
both historically and universally
been recognised as one of the core fundamental
rights. It is derived from the right to human dignity which, along with freedom
and
equality, is one of the basic values of our Bill of Rights. The
Constitution does not give a definition of what is to be regarded
as "cruel,
inhuman or degrading" punishment and the Constitutional Court has declined to
give a definitive definition of the phrase.
In S v Williams and Others
1995(7) BCLR 861 (CC) Langa J said with regard to the different
formulations of the prohibition in other international human rights instruments,
that the common
thread running through the assessment of each of these phrases
is the identification and acknowledgement of society's concept of
decency and
human dignity (at para 35). See also S v Dodo 2001(3) SA 382 (CC) at
para 35.
[12] In the Dodo case Ackermann J said that the
concept of proportionality goes to the heart of the inquiry as to whether a
punishment is cruel, inhuman or degrading
(para 37). See also S v Makwanyane
and Another 1995(2) SACR 1 (CC) para 94. Our Constitutional Court has
applied the proportionality principle to sentencing in general and not
only to
forms of punishment which are inherently cruel, inhuman or degrading. See
Makwanyane's case, supra; Dodo's case, supra, para
37; S v Williams and Others, supra and Bernstein v Bester NO
1996(2) SA 751 (CC) paras 54 and 55. See further and generally in this regard
Steytler op cit, para 5.2 and Van Zyl Smit, op cit
372.
[13] In Smith v The Queen (1987) 40 DLR (4th)
193 the Supreme Court of Canada held that a mandatory minimum sentence of seven
years' imprisonment for importing narcotics into
Canada violated s 12 of
the Canadian Charter of Rights and Freedoms which guarantees the right not to be
subjected to cruel
and unusual treatment or punishment. The majority held that
if a hypothetical case could be postulated for which the minimum sentence
would
be grossly disproportionate to the offence, the legislation which created such
minimum sentence was unconstitutional. In the
majority judgment Lamer J
defined the phrase "cruel and unusual" as a "compendious expression of a norm"
and held (at 477) that the criterion which must
be applied in order to
determine whether a mandatory minimum punishment is cruel and unusual is
"whether the punishment prescribed
is so excessive as to outrage standards of
decency". The learned Judge held (at 477) that the test for
constitutionality is
one of gross disproportionality which is aimed at
punishments which are more than merely excessive and warned that
"We should be careful not to stigmatize every disproportionate or excessive sentence as being a constitutional violation, and should leave to the usual sentencing appeal process the task of reviewing the fitness of a sentence."
The gross disproportionality approach adopted in the Smith case was
accepted in the Lyons case, supra, and by our Constitutional Court
in Dodo's case, supra, (para 39).
[14] In the
Lyons case the question for decision was whether the dangerous offender
provisions of the Canadian Criminal Code were in conflict with
the rights
guaranteed by the Canadian Charter of Rights and Freedoms, inter alia the
right not to be subjected to any cruel or unusual treatment or punishment. In
terms of the Canadian legislation, as it presently
reads, the court must be
satisfied, as I have said, that the offence for which the accused has been
convicted is a "serious personal
injury offence" tending to cause severe
physical danger or severe psychological injury to other persons and that the
accused constitutes
a threat to the life, safety or physical or mental
well-being of other persons on the basis of evidence establishing:
"753(1) .......................
(a) .......................
(i) a pattern of repetitive
behaviour by the offender, of which the offence for which he or she has been
convicted forms a part,
showing a failure to restrain his or her behaviour and a
likelihood of causing death or injury to other persons, or inflicting severe
psychological damage on other persons, through failure in the future to restrain
his or her behaviour,
(ii) a pattern of persistent aggressive behaviour by
the offender, of which the offence for which he or she has been convicted forms
a part, showing a substantial degree of indifference on the part of the offender
respecting the reasonably foreseeable consequences
to other persons of his or
her behaviour, or
(iii) any behaviour by the offender, associated with the
offence for which he or she has been convicted, that is of such a brutal
nature
as to compel the conclusion that the offender's behaviour in the future is
unlikely to be inhibited by normal standards of
behavioural restraint."
The majority of the Court held that the dangerous offender provisions did
not violate the Charter. In the majority judgment La Forest J said
(at 221) that the legislative classification of the target group of
offenders met the highest standard of rationality and
proportionality that
society could expect by defining a very small group of offenders whose personal
characteristics and particular
circumstances militate strongly in favour of
preventive detention which, per se, is not cruel or unusual for
dangerous offenders. In dealing with the submission that it was the
indeterminate quality of the sentence
which harboured the potential for cruel
and unusual punishment as it could sap the will of the offender to become
rehabilitated,
La Forest J held that the parole process saved the
legislation from being successfully challenged under s 12 of the Charter.
In
this regard the Canadian dangerous offender legislation provides for review
of the sentence at the expiration of three years from
its imposition and every
two years thereafter.
[15] Reverting to the dangerous criminal
provisions of the Act, there could, in the first place, be no constitutional
objection to an
indeterminate sentence, per se, since the protection of
society is a legitimate purpose of sentencing, provided that the constitutional
principle against gross
disproportionality is respected (Steytler, op cit
at 420).
In recent years the protection of the community and the purpose of
prevention of future offences have received greater emphasis by
our courts,
particularly in cases of violent crime. In the Makwanyane case
Chaskalson P said the following about the interests of society.
"The level of violent crime in our country has reached alarming proportions. It poses a threat to the transition to democracy, and the creation of development opportunities for all, which are primary goals of the constitution. The high level of violent crime is a matter of common knowledge ...... It is of fundamental importance to the future of our country that respect for the law should be restored, and that dangerous criminals should be apprehended and dealt with firmly" (para 117).
Ackermann J put it thus:
"With the abolition of the death penalty society needs the firm assurance that the unreformed recidivist murderer or rapist will not be released from prison, however long the sentence served by the prisoner may have been, if there is a reasonable possibility that the prisoner will repeat the crime. Society needs to be assured that in such cases the State will see to it that such a recidivist will remain in prison permanently" (para 170).
[16] The fact that ss 286A and 286B of the Act are not limited to offences of any particular nature or severity and that the criteria for designating offenders as dangerous are not as specific and detailed as the dangerous offender provisions in, for instance, the Canadian Criminal Code, does not violate the constitutional principle against gross disproportionality. As I have pointed out, the Court is not obliged to declare an accused a dangerous criminal even where it is satisfied that all the requirements for such a declaration are present. The Court is furthermore afforded a discretion with regard to the initial minimum period of imprisonment. This enables the provisions of these sections to be applied in conformity with the Constitution. The remarks of Kriegler J in S v Dlamini; S v Dladla and Others; S v Joubert; S v Schietekat, 1999 (4) SA 63 (CC) para 74, in regard to a bail provision in the Act, are also apposite to the dangerous offender provisions in the Act:
"Section 60(11)(a) does not contain an outright ban on bail in relation to certain offences, but leaves the particular circumstances of each case to be considered by the presiding officer. The ability to consider the circumstances of each case affords flexibility that diminishes the overall impact of the provision. What is of importance is that the grant or refusal of bail is under judicial control, and judicial officers have the ultimate decision as to whether or not, in the circumstances of a particular case, bail should be granted."
The same point was made by Ackermann J in S v Dzukuda and Others; S v Tshilo 2000 (4) SA 1078 (CC) at para 43 where he said the following:
"The presiding judge in these proceedings stands under the Constitution and is both able and obliged to conduct them in conformity with its provisions. An accused is entitled to expect no less. However, judges are human and liable to err. Should this happen, the accused has the right, under s 35(3)(o) of the Constitution, 'of appeal to, or review by, a higher Court'."
Potential misapplication of a statutory provision is not the test for unconstitutionality in South Africa. The issue in the Dzukuda case was whether the split procedure created by s 52 of the Act limited an accused's right to a fair trial in relating to sentencing. In dealing with the submission that the High Court's power to call for evidence on any matter and to remit the case to the regional court has the potential for violating the right not to be tried for an offence in respect of which one has previously been either acquitted or convicted, Ackermann J said (at para 48):
"As indicated above, the true question is whether the provisions under consideration compel the High Court to apply them in contravention of an accused's constitutional rights. As I have indicated, they do not. Potential misapplication of a statutory provision is not the test for unconstitutionality. If the provisions are misapplied the accused has an appeal remedy or may use the special entry mechanism of the CPA in case of irregularity."
In my view the same applies to the present statutory provisions. They
clearly do not compel the court to apply them in contravention
of an accused's
constitutional rights and are accordingly not
unconstitutional.
[17] It was next submitted that the criteria in
s 286A for declaring an accused a dangerous criminal are too vague and
uncertain
to meet the requirements of the principle of legality, namely, that
the sentence provided for should be governed by clear legal
rules. Floud and
Young, op cit at 20-25, discuss the difficulty in identifying and
defining dangerous offenders satisfactorily for legal purposes and point out
that, as the term is ordinarily used in reference to people, "dangerousness"
refers to a pathological attribute of character : a
propensity to inflict harm
on others in disregard or defiance of the usual social or legal restraints.
Yet, as the writers also
point out, a "dangerous person" is not a psychological
entity, nor is "dangerousness" a scientific or medical concept. It is also
not
necessarily associated with mental illness. These aspects were highlighted by
the psychiatrists who testified in the present
cases.
D A Thomas,
Principles of Sentencing, 2nd ed (1979) 37 defines a dangerous
offender as someone "who appears, on the basis of his immediate offence, his
previous history and
such psychiatric evidence as may be available, to be highly
likely to commit grave offences of violence in the future". Floud and
Young
refer to a widely accepted common-sense definition of the dangerous offender as
"the repetitively violent criminal who has
more than once committed or attempted
to commit homicide, forcible rape, robbery or assault" and point out that this
definition still
leaves room for much disagreement. In the end it is for the
court to make a predictive judgment of dangerousness and in this regard
the
writers conclude as follows (at 25):
"Judicial determinations of dangerousness must take the form of predictive judgments. Evaluations of character alone will not do : predicted harm of some specified kind must be the criterion. But making a predictive judgment is not simply a question of predicting a future event in the same sense as making a retrospective judgment is a question of establishing a past event. Assessing the 'dangerousness' of a legally sane offender does not call simply for an actuarial statement – the answer to the question 'how probable is it that a man like this will cause further harm?' It calls for an evaluation of his individual character and circumstances – an answer to the more complex question: 'In what circumstances would this person now be going to cause harm and what is the strength or persistence of his inclination to do so in such circumstances?' To which must be added the further question: 'How likely is it that he will find himself in those circumstances in the foreseeable future?'"
With the writers' views as summarised and cited above, I
agree.
[18] In making a predictive judgment of dangerousness the court
must consider, as the psychiatrists did in both appeals, the personal
characteristics of the accused, as revealed by psychiatric assessment, the facts
and circumstances of the case and the accused's
history of violent behaviour,
particularly the accused's previous convictions. The Court must draw its own
conclusions. Under the
Canadian dangerous offender legislation it must be
established to the satisfaction of the court that the offence for which the
accused
has been convicted is not an isolated occurrence, but part of a pattern
of behaviour which has involved violence, aggressive or brutal
conduct and which
is substantially or pathologically intractable. The Court must furthermore be
satisfied that such conduct is likely
to continue and to result in the kind of
suffering the provision seeks to protect, namely, conduct endangering the life,
safety or
physical or mental well-being of other persons (see the Lyons
case, supra at 211 and 221). In Neve v The Queen 1999 ABCA 206
the Alberta Court of Appeal said the following about the Canadian dangerous
offender legislation (at 211):
"The dangerous offender legislation requires a court to focus on the person (and all relevant circumstances relating to what that person has done) and not simply on numbers of convictions. Parliament has not chosen to adopt a formulaic 'three strikes and you are out' approach to dangerous offender designations in Canada. Instead, before imposing one of the most serious sanctions under Canadian criminal law, a court is required to conduct a contextual analysis, concentrating on the offender and on the qualitative, quantitative and relative dimensions of the crimes the offender has committed."
In my view the approach of the Canadian courts affords useful guidelines to
our courts when considering the concept of dangerousness
in terms of s 286A
of the Act. These guidelines will no doubt be refined and particularised on a
case by case basis, as the
need arises (cf Dodo's case, supra, at
para 11).
[19] The requirement in s 286A that the accused must
represent "a danger to the physical or mental well-being of other persons" is
no
different in essence from the requirement in the Canadian legislation that the
offender must constitute "a threat to the life,
safety or physical or mental
well-being of other persons". A finding that an accused is a danger or threat
is, in effect, a present
determination that he or she will continue to be
dangerous in future, and cannot be regarded as too vague to satisfy the legality
principle.
The openness of the standard triggering the enquiry in
s 286A, as opposed to the requirement in the Canadian legislation that
the
offence for which the offender has been convicted must be a serious personal
offence as defined, was criticised for being insufficiently
precise to meet the
standard of legality. I do not think that the criticism is justified. Although
the offence of which the accused
has been found guilty is not specified in
s 286A, it must clearly be of such a nature as to justify a present
determination
of continued dangerousness in future which, as I have shown,
requires a pattern of persistent or repetitively aggressive and violent
behaviour. The detailed procedures, including psychiatric evidence, provided for
by s 286A, ensure that a declaration of dangerousness
will not be lightly
made. The purpose of the psychiatric evidence is to provide the court with an
expert opinion on the interpretation
of the accused's past conduct and personal
characteristics and the accused's likely future conduct based on that analysis.
For these
reasons I am of the view that the dangerous offender provisions of the
Act do not offend the principle of legality.
[20] Having found that
the dangerous offender provisions in the Act are not unconstitutional I turn to
consider the sentences imposed in
the two appeals. In view of the length of the
initial periods determined by the trial Courts (50 years in respect of four of
the
appellants, 35 years in respect of two and 30 years in respect of one
appellant) as well as a number of misdirections in both judgments
on sentence
(to which I shall refer more fully later), it is necessary at the outset to
refer briefly to sentences of life imprisonment,
excessively long sentences, the
parole regime currently in operation in this country and what a proper sentence
would be to impose
in terms of s 286B.
[21] Since the abolition
of the death penalty this Court has consistently recognised that life
imprisonment is the most severe and onerous
sentence which can be imposed and
that it is the appropriate sentence to impose in those cases where the accused
must effectively
be removed from society. This approach appears clearly from
the passages quoted in the succeeding paragraphs.
[22] This Court has
repeatedly warned against excessively long sentences being imposed by trial
Courts in an attempt to circumvent the
premature release of prisoners by the
executive branch of government. In S v S 1987(2) SA 307 (A) this Court
warned (at 313 H-J):
"Die Verhoorregter se houding dat die appellant nie deur langtermyn gevangenisstraf effektief uit die gemeenskap verwyder kan word nie vanweë die waarskynlike optrede van die gevangenisowerheid kom op 'n mistasting neer. Ofskoon 'n regsprekende beampte nie noodwendig sy oë hoef te sluit vir die feit dat 'n gevonnisde moontlik op parool uitgelaat kan word nie ....., bly dit 'n onbekende faktor of 'n gevonnisde in 'n bepaalde geval wel op parool uitgelaat sal word en, indien wel, tot watter mate sy vonnis verminder sal word, en kan sulke gebeurlikhede nie by die bepaling van 'n gepaste straf as 'n waarskynlikheid in aanmerking geneem word nie."
See also S v Smith 1996(1) SACR 250 (O) at 256 b-c. In S v Mhlakaza and Another 1997 (1) SACR 515 (SCA) Harms JA said the following at 521 g-i:
"Apart from the fact that courts are not entitled to prescribe to the executive branch of government as to how and how long convicted persons should be detained .... courts should also refrain from attempts ..... to usurp the functions of the executive by imposing sentences that would otherwise have been inappropriate."
Earlier in his judgment Harms JA compared a sentence of life imprisonment with one of 47 years' imprisonment which had been imposed in that case in the following words (at 192 c-e):
"The court has no control over the minimum or actual period served or to be served. A life sentence is thus a sentence that may, potentially, amount to imprisonment for the rest of the prisoner's natural life; and a sentence of 47 years may, potentially be for the full period. That means that in law a life sentence is potentially (depending upon the life expectancy of the offender) more onerous than one of, say, 47 years."
In S v Siluale en Ander 1999 (2) SACR 102 (SCA) Grosskopf JA said the following about a sentence of life imprisonment (at 106g-107c):
"Ondanks die erns van die misdade en al die strafverswarende omstandighede van die geval is ek van mening dat die kumulatiewe effek van die opeenvolgende vonnisse meebring dat die effektiewe termyn van gevangenisstraf wat elke appellant opgelê is, so buitengewoon lank is dat dit heeltemal ontoepaslik en onrealisties is. Soos beslis in die saak van S v Nkosi 1993 (1) SASV 709 (A) op 717 g-h (waar die termyne van gevangenisstraf gesamentlik 122 jaar en ses maande beloop het) is 'n vonnis van lewenslange gevangenisstraf veel meer realisties in 'n geval soos hierdie, ook 'omdat dit nie een is wat die appellant nooit sal kan uitdien nie'. (Kyk verder Mhlakaza se saak supra op 522 h-i en 523 c-i; S v Tcoeib 1991 (2) SASV 627 (Nm).) Trouens, indien die omstandighede van 'n saak vereis dat die oortreder vir alle praktiese doeleindes permanent uit die samelewing verwyder word, is lewenslange gevangenisstraf die enigste gepaste straf. Dit is bedoel as die swaarste vonnis wat opgelê kan word, maar daar is darem ook erkende prosedures wat parool in gepaste gevalle moontlik maak, bv. waar die oortreder (selfs teen alle verwagting in) werklik hervorm. Om daarenteen so 'n buitengewone lang termyn van gevangenisstraf op te lê dat dit geen moontlike hoop vir die oortreder inhou dat hy ooit vrygelaat sal word nie, al gebeur wat ook al, pas nie by 'n beskaafde regstelsel nie. Volgens my oordeel is lewenslange gevangenisstraf die mees gepaste vonnis vir al drie die appellante in die onderhawige saak. Die Verhoorregter wou verder klaarblyklik verhoed dat die verlening van parool en moontlike begenadiging deur die uitvoerende gesag enige werklike effek op die appellante se vonnisse sou hê. Daardie oorweging kan egter nooit die oplegging van 'n onrealistiese swaar vonnis regverdig nie. 'n Hof is immers nie bevoeg om deur middel van 'n ontoepaslike vonnis die toekenning van parool te probeer neutraliseer nie (kyk Mhlakaza se saak supra op 521 e-522 h.)."
[23] It is clear from the above passage in the judgment of
Grosskopf JA that it is the possibility of parole which saves a sentence
of life imprisonment from being cruel, inhuman and degrading punishment.
In
terms of s 65(5) and (6) of the Correctional Services Act 8 of 1959 a
prisoner sentenced to life imprisonment may be released
on parole by the
Minister upon the recommendation of the National Advisory Committee established
under that Act. The recommendation
is made after considering a report by the
parole board and having regard to the interests of the community. No minimum
period is
laid down before a prisoner serving a life sentence can be released on
parole.
Subsections (5) and (6) of s 65 were amended by the Parole and
Correctional Supervision Amendment Act 87 of 1997 but none of the provisions of
this Act has yet come into force. Section 9(d)(v) of the latter Act
provides that a prisoner
serving a life sentence shall not be placed on parole
before serving at least 25 years of the sentence save that parole may be granted
at the age of 65 years after serving at least 15 years. The new Correctional
Services Act 111 of 1998, which has not yet come into operation, contains a
similar provision (s 73(6)(b)(iv)). In terms of s 73(5)(a)(ii) of
this Act it is left to the court to determine when a prisoner sentenced to life
imprisonment may be released on parole. The last-mentioned
Act has not yet come
into force It is, as confirmed by counsel for the State, presently the policy
of the Department of Correctional
Services that a prisoner serving a sentence of
life imprisonment will be considered for parole after serving at least 20 years
of
the sentence, or on reaching the age of 65 years and after serving at least
15 years of the sentence (see the Department's release
policy published in
Government Gazette No. 17386 of 30 August 1996 by Notice 1222 of
1996).
[24] Section 65(4)(a) of the Correctional Services Act 8
of 1959 provides that a prisoner serving a determinate sentence shall not
be
considered for parole before having served half of the sentence, save that the
date may be brought forward by the number of credits
earned. Section 65(4)
was amended by s 9 of the Parole and Correctional Supervision Amendment Act
87 of 1997. The new provision to be substituted for s 65(4)(a) also
requires a prisoner for whom a non-parole period was not fixed by the sentencing
court to serve half the sentence before being
considered for parole, save that
no prisoner shall serve more than 25 years before being considered for placement
on parole. Section 73(6)(a) of the Correctional Services Act 111 of 1998
provides that all prisoners must be considered for parole after they have served
25 years of their sentences. This does not, however,
apply to a sentence
imposed under s 286B of the Act.
[25] To sum up, at the time of
the imposition of the sentences in the present cases, a prisoner sentenced to
life imprisonment became
eligible for release on parole after serving 20 years
of the sentence and a prisoner sentenced to a determinate sentence had to serve
half the sentence before parole could be considered. This is still the present
position.
[26] Although the High Court in this country previously had
such power in any event, statutory provision for the imposition of a sentence
of
life imprisonment was first made by s 3 of Act 107 of 1990, amending
s 276(1)(b) of the Act. In my view the intention
of the legislature in
enacting ss 286A and 286B (which, as I have said, came into operation on 1
November 1993) was not to provide
a more severe or onerous sentencing option
than a sentence of life imprisonment. This appears from the fact that also a
regional
court can impose a sentence in terms of ss 286A and 286B.
Furthermore, as was pointed out in S v T 1997(1) SACR 496 (SCA)
at 514 b-c, the sections confer a potential advantage on an accused in that
instead of the sentence being
finally determined (as far as the courts are
concerned) there is the prospect that after serving the initial period there may
be
some amelioration of the sentence. The accused may even be released and,
depending on the length of the initial period fixed by
the court, that may be
much sooner than if a sentence of life imprisonment or a long determinate
sentence had been imposed.
[27] In terms of s 286B(4) the court
has three options when a prisoner is brought before it for a reconsideration of
the sentence:
it may confirm the sentence for an indefinite period, in which
case it must fix a period upon the expiration of which the prisoner
must again
be brought to court, it may convert the sentence into correctional supervision
or it may release the prisoner unconditionally
or on such conditions as it deems
fit. The subsection thus provides for the confirmation, conversion or
termination of the sentence
but not for a new sentence to be imposed. It
follows, therefore, that if, when reconsidering the sentence, the court is not
satisfied
that the prisoner is still dangerous, the prisoner must be released.
The court reconsiders the prisoner's continued dangerousness
in the light of new
evidence using the same powers as the sentencing court. On the other hand, in
the case of a prisoner serving
a life sentence, a number of factors are usually
considered before release on parole and if the parole conditions are violated
the
parole may be revoked (s 65(3)(c) and (d) of the Correctional Services
Act 8 of 1959).
[28] Because ss 286A and 286B do not provide for
any review during the initial period, the Court, when fixing that period in
terms
of s 286B(1)(b) should have regard to what sentence it would have
imposed as a determinate sentence. If that sentence would
have been, say 20
years' imprisonment, the accused would have been eligible for parole after 10
years and if the sentence would have
been one of life imprisonment the accused
could have been released on parole after 20 years (according to the current
regime). In
my view an initial period in excess of half the term of
imprisonment which would have been imposed, or in excess of 20 years if a
sentence of life imprisonment would have been imposed, could be unjustified as
it would deprive the accused of the right to be considered
for parole when he
might no longer be dangerous. For this reason the dangerous offender
legislation in Queensland and Victoria in
Australia requires the court when
imposing an indeterminate sentence to specify the nominal sentence that it would
have imposed if
the sentence had been a determinate one. The nominal sentence
determines the timing of the review of the sentence. In Queensland
the sentence
must be reviewed for the first time within six months after the offender has
served one half of the nominal sentence,
or if the nominal sentence is life
imprisonment, within six months after the offender has served 13 years'
imprisonment. Subsequent
reviews must occur within two years of the date of the
last review. In Victoria the first review of the sentence takes place as
soon
as practicable after the expiry of the nominal sentence which must at least be
equal to the non-parole period which the court
would have imposed if the
sentence had been a determinate one.
[29] In the light of the
considerations set out in the preceding paragraphs I return to the sentences in
issue in the present appeals.
I shall deal first with the Bull appeal. As I
have said, all the charges arose out of an armed robbery at the Superbake Bakery
in Mitchell's Plain on the evening of 5 October 1997 during which the owner's
son, Tajudien Badroodien, and a customer, Zoeraida
van der Schyff, were killed.
The trial Court found that the first appellant had shot Badroodien and that the
second appellant had
shot Van der Schyff. It was common cause that a third
robber ("Calvert") had also taken part in the robbery. He died, however,
before
the commencement of the trial.
[30] On behalf of the second appellant
it was submitted in this Court that the trial Court had erred in finding that it
was the second
appellant who had shot Van der Schyff and that this finding,
although it did not affect his conviction of murder on this count, had
influenced the sentence imposed upon him. Two eyewitnesses, Faltheema Lee and
Lance Februarie, testified that they were standing
behind the counter near the
cash register when the three robbers entered the shop. The tallest of the three
came towards them, pointed
a gun at them and demanded money while the other two
went to the office at the back of the shop where Badroodien was sitting. Lee
opened the till and the robber who had demanded money took the money and put it
in a bag which he had with him. The second appellant
admitted in his evidence
that he was the tallest of the three robbers and that he was the one who took
the money out of the till.
While he was doing so two customers, Van der Schyff
and another woman entered the shop. Lee testified that the one who had taken
the money from the till went up to Van der Schyff and held his gun to her head
while the first appellant came from the back of the
shop and grabbed the other
customer's handbag. Badroodien came out of his office and told the robbers to
leave the customers alone.
The first appellant approached Badroodien and fired
two shots at him. One of the bullets hit him in the back of the head, killing
him instantly, and the other struck him in the stomach. According to Lee the
robber who had been holding his gun against Van der
Schyff's head, then fired a
shot which hit Van der Schyff in the back of the head. He fired a second shot
at Lee. She ducked behind
the counter and the bullet hit the refrigerator
behind her. The robbers fled and later divided the spoils of the robbery
between
the three of them.
The uncontested ballistic evidence showed that of
the four spent cartridges found at the scene two had been fired by one firearm
and the other two by another firearm. Two were found near Badroodien's body and
clearly came from the first appellant's firearm.
This means that the shot which
killed Van der Schyff and the one fired at Lee were fired by the same
firearm.
The Court a quo accepted Lee's evidence that it was the
second appellant who had shot Van der Schyff. His evidence denying that he had
shot Van
der Schyff was rejected. On appeal Lee's evidence was criticised in a
number of respects, all relating to minor and unimportant
details which do not
in any way affect Lee's reliability as a witness and leave me unpersuaded that
the trial Court erred in accepting
her evidence. Her evidence is supported by
the ballistic evidence that the shot which killed Van der Schyff and the one
which struck
the refrigerator were fired by the same firearm. The second
appellant's evidence, on the other hand, was so far-fetched and unlikely
that it
was correctly rejected by the trial Court. In my view, accordingly, the trial
Court's finding that he had shot Van der Schyff
cannot be
disturbed.
[31] At the enquiry held in terms of s 286A(3) of the
Act Dr Kaliski, head of the department of forensic psychiatry at Valkenberg
Hospital and Dr Magner, head of the department of psychiatry at the Lentegeur
Hospital, testified on behalf of the state and the
defence respectively. Both
agreed that three factors in particular must be considered in assessing
dangerousness namely the personal
characteristics of the offender, the facts and
circumstances of the case and the offender's history of violent behaviour,
particularly
previous convictions.
[32] Dr Kaliski expressed the view
that both appellants showed marked anti-social personality traits and presented
a significant danger
to the physical or mental well-being of other persons. In
the case of the first appellant he based his view on a pattern of anti-social
activity for almost 10 years, gang membership and the way the present offences
were committed. The first appellant was born on 10
March 1977 and was thus 20
years old when the robbery occurred. He has no previous convictions.
In the
case of the second appellant Dr Kaliski based his opinion on "a long-standing
pattern of criminal behaviour which often involved
violence, gang membership and
cold, calculated behaviour during the present offences". The second appellant
was born on 13 April
1976 and was thus 21 years old at the relevant time. He
has three previous convictions for robbery, one for housebreaking and theft
and
one for theft. There was no indication of what violence, if any, these
robberies involved. They were committed when he was
sixteen years of age. Dr
Kaliski was not prepared to say that either appellant would still be dangerous
after 10 years.
[33] Dr Magner did not consider either appellant to be
a dangerous criminal although he said that both showed anti-social personality
traits. He emphasised their youth and the lack of information about their past
history.
[34] In the judgment declaring the appellants to be dangerous
criminals the trial Court said that the question of dangerousness depends
not
only on psychiatric evidence, which is of course perfectly true. It then
proceeded, however, to ignore not only the psychiatric
evidence but also the
requirements for determining dangerousness set out in s 286A. The trial
Court attached much weight to
the fact that both appellants were gang members.
In my view, however, gang membership, per se, is not necessarily
indicative of dangerousness since it is well-known that some people join gangs
for no other reason than self-protection
or peer pressure. For these reasons
the trial Court misdirected itself in declaring the appellants to be dangerous
criminals.
[35] On a proper approach to this issue, applying the
requirements of s 286A(1) and the guidelines set out above, I am not
satisfied
that a declaration of dangerousness was justified in the case of
either appellant. The offences of which the two appellants were
found guilty
are undoubtedly of an extremely serious nature. It was a pre-planned armed
robbery during which two innocent and harmless
victims who offered no resistance
were ruthlessly killed in cold blood. Yet, in view of Dr Magner's evidence, the
appellants' youth,
the first appellant's clean record, and the second appellant
having no record of serious violence, a predictive judgment of dangerousness
was
not justified. I would accordingly set aside the declarations of dangerousness
and in the case of each appellant impose a sentence
of 25 years'
imprisonment.
[36] In the Chavulla appeal the facts which are no
longer in dispute may briefly be summarised as follows (the record in this
appeal consists
of 57 volumes running to some 5500 pages). On Saturday 21
August 1996 the deceased in count 1, Willem Mongia, was robbed of his
BMW motor
vehicle ("the BMW") near Malmesbury in the Western Cape by the second, third and
fifth appellants (count 2). In the course
of the robbery the second appellant
killed Mongia by stabbing him with a knife (count 1) after which the third and
fifth appellants
helped him to bury Mongia's body. They intended using the BMW
to commit further crimes and put this plan into action two days later
when they
broke into a farm-house in the district of Velddrift and stole a large quantity
of goods (count 4). The stolen goods were
conveyed to Atlantis near Cape Town
in the BMW and sold with the help of the first appellant. The fourth appellant
then joined them
and all five appellants left Atlantis in the BMW intent on
committing further crime. The first appellant's evidence that he was
forced to
accompany the others was correctly rejected by the trial
Court.
[37] From Atlantis the five appellants travelled up the Cape
West coast, passing through the small villages of Doringbaai, Lutzville,
Klawer
and Vanrhynsdorp. At some stage during the journey the second appellant stole
petrol from Loxton Motors (count 3). Eventually,
during the early evening of
Tuesday 24 September 1996, they reached the farm Heldersig near Nieuwoudtville.
They left the BMW near
the farm-house from where they proceeded on foot and
entered the house by forcing open and climbing through a bedroom window. Inside
the house were the owner, Hendrina Louw, and three guests: Aileen Fairbanks
Smith, her four year old daughter, Emma, and Johan Viviers.
Emma was already
asleep in one of the bedrooms and the other three had just sat down for dinner
in the kitchen when the appellants
entered the house. Louw, Fairbanks Smith and
Viviers were grabbed and forced out of the kitchen. The hands and feet of
Fairbanks
Smith and Viviers were tied. Fairbanks Smith was taken to the
bathroom where she was repeatedly struck over the head with a heavy
object and
stabbed with a knife until she died. Viviers was thrown face down on a bedroom
floor and repeatedly stabbed with a knife.
He survived because he lost
consciousness and his attackers left him for dead. Louw was first taken to her
car to explain how to
operate it and she was then bound and stabbed to death.
Emma was also stabbed to death. Throughout the attack which, according to
the
uncontested evidence of Viviers, lasted for 3 to 4 hours, the women and Emma
cried and pleaded for mercy.
[38] The brutality, gruesomeness and
mercilessness of the attack appears from the post-mortem evidence. Fairbanks
Smith sustained 20
stab or cut wounds as well as 21 wounds caused by blunt
force. Louw sustained 27 stab or cut wounds and 12 blunt force wounds.
Emma
sustained 29 penetrating wounds some of which partly cut her throat. A boot was
then placed on her face and a knife inserted
at the base of her skull to sever
her spinal cord. Viviers sustained 12 cut and stabwounds and was left with a
knife blade protruding
from both sides of his neck.
After the attack the
appellants loaded the goods stolen from Louw's house into BMW and Louw's motor
car and returned to Atlantis.
[39] Drs Kaliski and Magner testified at
the s 286A(3) enquiry. Dr Kaliski's view was that the second, third,
fourth and fifth appellants
all showed marked anti-social personality traits and
represented a significant danger to the physical or mental well-being of other
persons in the medium term. It was, however, not possible to determine with
certainty whether this risk would continue beyond a
period of 10 years. Dr
Kaliski said that if it was found that the first appellant had not acted under
duress he was as dangerous
as the others, despite the fact that he had no
previous convictions. Dr Kaliski testified that each of the appellants had
shown
that he had a capacity for extreme brutality and that the prospects of
rehabilitation of any of them were very slim.
[40] Dr Magner testified
that all the appellants displayed degrees of anti-social personality traits and
said that the second and fifth
appellants were psychopaths and very dangerous,
the third and fourth appellants less dangerous, and the first appellant not
dangerous,
to the physical or mental well-being of others.
[41] The
first appellant was 26 years old at the time of the commission of the offences
and had no previous convictions. He was subsequently
found guilty of assault
with intent to commit serious bodily harm committed after the commission of the
present offences. The second
appellant was 24 years old and had three previous
convictions involving violence, including one for rape. Subsequent to the
commission
of the present offences he was again found guilty of housebreaking
with intent to steal and theft. The third appellant was 35 years
old and had no
fewer than 21 previous convictions, including five for assault with intent to
commit serious bodily harm, three for
robbery, two for rape and one for
attempted murder. He was subsequently found guilty of murder and kidnapping,
committed before
the commission of the present offences, for which he was
sentenced to an effective 18 years' imprisonment. The fourth appellant
was 30
years old at the time of the commission of the offences and had nine previous
convictions, including one each for robbery
and assault. He was subsequently
found guilty of the same murder and kidnapping involving the third appellant,
for which he received
an effective sentence of eight years' imprisonment. The
fifth appellant was 36 years old when the present offences were committed
and he
has 16 previous convictions, including nine for housebreaking with intent to
steal and theft and four involving violence.
[42] The first, third and
fourth appellants were on bail and the fifth appellant on parole when the
present crimes were committed. The
first appellant was subsequently found not
guilty of the offence for which he was on bail.
[43] The judgment of
the trial Court declaring the appellants to be dangerous criminals contains
several misdirections. The first one
is that the trial Court, despite its fully
justified view that the farm-house murders were crimes of the most extreme
seriousness,
did not consider imposing a sentence of life imprisonment in
respect of any of the appellants. Secondly, the trial Court was under
the
mistaken impression that the legislature had intended the dangerous offender
provisions to replace the death sentence. It said
in this regard that after the
abolition of the death sentence and until the introduction of the dangerous
offender provisions into
the Act no punishment existed which adequately provided
for the protection of the public, and that the dangerous offender provisions
were enacted for this purpose. The trial Court thus overlooked the fact that
the dangerous offender provisions had been on the statute
book since 1 November
1993 which was long before the death sentence was declared unconstitutional in
the Makwanyane case, supra, on 6 June 1995. The trial Court
further misdirected itself in regarding a sentence in terms of s 286B as
the most severe sentence
it could impose. As I have pointed out, this is not
correct. It also misdirected itself in concluding that, in order to achieve
its
stated purpose of removing the appellants permanently from society, s 286B
entitled it to impose non-parole sentences of
50 and 30 years' imprisonment. In
so doing the trial Court overlooked the fact that such sentences could keep the
appellants in
prison even if the justification for the sentences i.e. their
dangerousness, no longer existed and ignored the fact that, in the
case of the
second to the fifth appellants, the fixed periods imposed exceeded their
probable life expectancy. Furthermore, the
denial of the right to be considered
for parole for such long periods was not only improper but also amounted to
cruel and inhuman
punishment.
[44] In view of the trial Court's
misdirections in declaring the appellants to be dangerous criminals the
declarations cannot stand and
must be set aside. Had the trial Court properly
considered its sentencing options it would not, in my view, have acted in terms
of ss 286A and 286B but would, instead, have sentenced each of the
appellants to life imprisonment. The first appellant has
no previous
convictions but he is no less to blame for the crimes committed at
Nieuwoudtville than the others. Like the other appellants,
he deserves no other
sentence than the most severe sentence which a court can impose, namely one of
life imprisonment.
[45] Judicial and public disquiet concerning
unwarranted parole releases of dangerous convicts is the likely reason for the
massive sentences
with which this Court has had to interfere in these cases and
other recent matters and there can be little doubt that such sentences
have been
prompted by the overriding and legitimate motive to protect society. It is to
be noted that the new Correctional Services Act 111 of 1998 involves more
stringent parole procedures than presently exist but that Act, although passed
and published, is not yet in operation.
Its parole provisions, particularly
with regard to persons sentenced to life imprisonment, need implementation as
soon as possible.
The fact that nearly three years have passed since its
promulgation constitutes an unusual and undesirable state of affairs which
can
only serve to increase public concern even more. If the reason for
non-implementation is inadequacy of the State's financial
and personnel
resources to administer the entire Act there would seem to be no good reason why
some parts of it – particularly
the parole provisions relative to
prisoners sentenced to life imprisonment – should not be brought into
operation sooner than
others. Section 138(2) of the new Act provides for
exactly that. It is therefore appropriate to direct the Registrar to ensure
that this judgment is brought to the notice of the respective Directors-General
of Justice and Correctional Services.
[46] In the result the appeals
of all the appellants are upheld. The sentences imposed by the Courts a
quo are set aside and substituted with the following
sentences.
A. The Bull appeal
Taking all the counts together for purposes of sentence, each appellant is sentenced to imprisonment for a period of 25 years.
B. The Chavulla appeal
Taking all the counts together for purposes of sentence, each appellant is sentenced to life imprisonment.
The Registrar of this Court is
directed to transmit copies of this judgment to the Director-General, Justice
and the Director-General,
Correctional Services.
W. VIVIER ADCJ
HOWIE JA)
OLIVIER JA) CONCUR
CLOETE
AJA)
BRAND AJA)