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[2001] ZASCA 40
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S v Fatyi (180/2000) [2001] ZASCA 40 (26 March 2001)
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REPUBLIC OF SOUTH AFRICA
IN THE SUPREME COURT OF APPEAL
OF SOUTH AFRICA
REPORTABLE SACR
Case number: 180/2000
In the matter between:
WILLIAM MPUMELO M FATYI
Appellant
and
THE STATE
Respondent
CORAM: NIENABER JA, MELUNSKY and BRAND AJJA
HEARD: 27 FEBRUARY 2001
DELIVERED: 26 MARCH 2001
SUMMARY
CRIMINAL APPEAL - INDECENT ASSAULT - WHETHER SUBSTANTIAL AND COMPELLING
CIRCUMSTANCES
PRESENT
__________________________________________________________________
JUDGMENT
__________________________________________________________________
MELUNSKY
AJA:
[1] The appellant, a first offender, was convicted by
Schoeman AJ and assessors in the Eastern Cape Division of the High Court of
indecently
assaulting the complainant, a six year old girl. In terms of s
51(2)(b)(i) of the Criminal Law Amendment Act 105 of 1997, read with Part III of
Schedule 2, a High Court is obliged to sentence a first offender to imprisonment
for a period of not less than ten years if the
accused is convicted, inter
alia, of indecent assault on a child under the age of 16 years,
“involving the infliction of bodily harm”. A lesser sentence
may be
imposed only if “substantial and compelling circumstances” exist
which justify the imposition of such a sentence.
(Section 51(3)(a)). The trial
judge, being of the view that no such circumstances existed, imposed a sentence
of ten years imprisonment. She refused
leave to appeal against both conviction
and sentence but on petition to the Chief Justice the appellant was granted
leave to appeal
against the sentence, “more particularly in respect of the
interpretation of ‘substantial and compelling circumstances’
and the
finding that no such circumstances exist.”
[2] The facts
relating to the conviction can be stated briefly. The complainant lived with
her grandmother in Grahamstown and attended
a pre-primary school in that city.
The appellant, a 51 year old taxi driver, was engaged to collect children from
various schools
and transport them to an after-care centre, where they remained
until they were fetched by parents or minders later in the day.
On 24 November
1998 the appellant collected the complainant at her school shortly after 12
noon. She was alone with him in his motor
vehicle. He took her to a wooded
area where, according to the finding of the trial court, he indecently assaulted
her. He then
took her to the after-care centre from which she was collected by
her grandmother later that afternoon. An examination by the district
surgeon at
about midnight revealed the following injuries to the complainant’s
genitalia: bruising of the labia minora, the
vestibule and vagina and tearing
of the hymen and the fourchette with mild haemorrhaging. The trial court found
that the complainant’s
allegations of rape (which she made in evidence)
had not been established and convicted the appellant of indecent assault on the
assumption that his fingers, and not his penis, had penetrated the
vagina.
[3] Counsel for the appellant submitted that the injuries
suffered by the complainant were of a minor nature. I did not understand him
to
argue, however, that the complainant did not sustain bodily harm. Nor could
such an argument prevail. Indecent assault, as Milton
points out in
“South African Criminal Law and Procedure”, Vol II 3rd ed
at 467, is:
“a generic crime comprehending most forms of unlawful sexual encounters other than rape”.
The legislature was
obviously aware of the fact that the crime could be committed without force or
the infliction of bodily harm to
the victim (cf R v M 1961 (2) SA 60 (O)
at 63 C-D). Although the expression “bodily harm” is not defined in
the Act it obviously relates to physical injury
as distinct from purely
psychological or emotional injury. Secondly the phrase covers every kind of
physical injury, however trivial
it might appear. This much is obvious from the
addition of the word “grievous” in the expression “grievous
bodily
harm” in Part I and elsewhere in Part III of the
Schedule.
[4] The approach of a sentencing tribunal to the imposition
of minimum sentences for the offences referred to in Schedule 2 of the Act
has
recently received the attention of this Court in Malgas v The State (case
no 117/2000 delivered on 19 March 2001). In a detailed judgment Marais JA
considered the criteria that should be taken into
account - as well as those
that should be ignored - in deciding whether substantial and compelling
circumstances exist which justify
the imposition of a lesser sentence than the
minimum prescribed by s51. It would be superfluous for me to do any more than
to set out the main principles appearing in that judgment which are of
particular
application to the present appeal.
[5] The first is that
a court has the duty to consider all the circumstances of the case, including
the many factors traditionally taken
into account by courts when sentencing
offenders (para 9). It follows, too, that for the circumstances to qualify as
substantial
and compelling they need not be exceptional in the sense of seldom
encountered or rare (para 10), nor are they limited to those which
diminish the
moral guilt of the offender (para 24). Generally, however, the legislature
aimed at ensuring a severe, standardised
and consistent response from the courts
unless there were, and could be seen to be, truly convincing reasons for a
different response.
In other words the prescribed sentences were to be regarded
as generally appropriate for the crimes specified and should not be
departed
from without weighty justification for doing so (paras 8 and 18). Where the
court is convinced, on a consideration of all
the circumstances, that an
injustice will be done if the minimum sentence is imposed, it is entitled to
characterise the circumstances
as substantial and compelling (para
22).
[6] In applying the aforementioned factors to the circumstances
of the case, it is in the appellant’s favour that at the age of
51 he has
a clean record. He had a stable employment record until an asthmatic condition
led him to resign and to start his own
taxi business. He is married with
children and supports an extended family. He requires constant medication for
his asthmatic condition
which was classified by his doctor as moderate to
severe. Apart from relying on the aforementioned factors, counsel for the
appellant
correctly pointed out that the trial judge erred in holding that the
injuries sustained by the complainant were “the same as
one would expect
if she [had been] raped”, a finding not supported by the evidence. I add
that she also erred in holding that
the age of the appellant was irrelevant for
the purposes of determining whether substantial and compelling circumstances
were present.
[7] Despite the trial judge’s misdirections, the
question that remains is whether the prescribed minimum sentence is an
appropriate
one. There is no doubt that the appellant’s conduct was
appalling. For his own sexual gratification he took advantage of
a little girl
who had been entrusted to his care. Moreover the assault was directed at the
complainant’s genitals and involved
sufficient force to cause injuries
which, though not severe, were also not trivial. His actions caused the
complainant psychological
and emotional trauma which, it is to be hoped, will
not be permanent. When these facts are weighed against the appellant’s
personal circumstances, I am not satisfied that there is any justification for
departing from the minimum sentence prescribed by
statute. Nor, in my view, are
the circumstances such that injustice will result if the minimum sentence is
imposed. On the contrary,
and if regard is had to the tender age of the
complainant, the nature of the assault and the fact that the appellant was in a
position
of trust, there is no warrant for imposing a sentence other than the
statutory minimum. It follows that the trial court was correct
in holding that
there were no substantial and compelling circumstances which would justify the
imposition of a lesser sentence.
[8] The appeal is therefore
dismissed.
L S MELUNSKY AJA
CONCUR:
NIENABER JA)
BRAND AJA)