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Noorman v S (A 532/10) [2011] ZAWCHC 120 (27 January 2011)

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IN THE HIGH COURT OF SOUTH AFRICA

(WESTERN CAPE HIGH COURT CAPE TOWN)


CASE NO; A 532/10


In the matter between:


GERDA NOORMAN …..................................................................................Appellant


and


THE STATE …..........................................................................................Respondent


JUDGMENT DELIVERED ON 27 JANUARY 2011


WEYER AJ:


1. The appellant was charged in the Regional Court, Worcester, with the murder of HEINRICH TITUS, arising from the stabbing of the deceased in and during July 2008.


2. The appellant, who was legally represented, pleaded not guilty to the charge of murder, but the appellant was convicted, as charged, on 22 July 2009.

3. The appellant was then sentenced in the Regional Court to thirteen years direct imprisonment.

4. The appellant now appeals against the sentence only, having successfully petitioned the Judge President for leave to appeal against sentence, after leave was refused in the Regional Court

5. Since the appellant's conviction in July 2009 she has remained in detention at the Worcester Female Prison according to the information conveyed to this Court by her counsel. In effect she has accordingly served approximately 18 months of her sentence as at the date on which this appeal is being considered

6. The facts giving rise to the murder can be briefly sketched as follows: On an unspecified date in July 2008, the appellant and her common law husband, the deceased, were at home at or near Boshuis Valley Farm, Botha's Place. Worcester, where they had cohabited for some years and from which relationship a daughter, at the time some 3 years of age. was born. Other persons, including the three state witnesses. Charlene Pieters, Maryke April and Christoffel Hansen, were also present on the farm on the night in question. All these persons appear to live in close proximity to one another on the farm.

7. Hansen, or "Chris" as he was referred to in the evidence, appears to run a shebeen of sorts on the farm. Certainly it appears that on the night in question, both the deceased and the appellant had consumed substantial amounts of alcohol According to the witnesses Pieters and April, the deceased was searching for the appellant at some point and was intent upon finding her. He eventually established that she was inside the house that they shared and, having failed to gain entry by banging on the door, or obtaining keys from his neighbour, Hansen, he proceeded to kick in the door in order to gain entry. Not long thereafter, so both Pieters and April testified, they heard what can only be described as a vicious assault being carried out by the deceased on the appellant. Indeed so obviously in need of assistance was the appellant that they felt compelled to enter the house and they attempted to intervene on her behalf with the deceased. They gave an account of how the appellant was begging for him to stop the assault upon her and crying out for help. They also testified that they found a broken broomstick lying on the floor which appears to have been the assault weapon used by the deceased. The appellant pointed out various injuries that she had sustained in the assault to the two state witnesses, including injuries to her head.

8. So vicious was the attack on the appellant, that the witnesses themselves fled from the house for fear that the deceased would turn on them next. They describe his state as highly agitated, even wild. They also gave evidence of how, despite this, they hid on the verandah so as to remain close at hand to assist the appellant should the deceased resume his attack upon her.

9. It was whilst they were on the verandah peering in through a hole in the curtain, that they saw the appellant arm herself with a knife and approach the deceased, who was by then lying on the bed, and begin to stab him.

10. The deceased got up from the bed and a further struggle appears to have ensued between the appellant and the deceased during the course of which the appellant continued to stab blindly at the deceased inflicting various bodily wounds and the deceased appears to have attempted to wrestle the knife from her. It is unclear from the evidence when exactly the wound that would some weeks later turn out to be the fatal wound to the heart of the deceased, was inflicted. That it was inflicted somewhere in the course of the stabbing that night appears to have been accepted by the defence.

11. The deceased was later taken to hospital by ambulance after the appellant had summonsed help, still in a tearful, even hysterical state, and apparently remorseful for her actions.

12. The deceased was later released from hospital and allowed to return home. Some weeks later, he appears to have died from a wound sustained that night. On returning from the hospital the appellant and the deceased resumed their cohabitation, together with their young child.

13. The Regional Court found that although the attack on the deceased was not pre-meditated, and although it may have been provoked by the assault on the appellant which immediately preceded it, it was nevertheless an attack on an unarmed person and it was motivated by revenge, in circumstances where other remedies availed themselves to the appellant to seek redress for the assault upon her by the deceased.

14. In respect of sentence, the appellant's legal representative conceded in the Regional Court, correctly in my view, that murder is a serious offence and indeed it is so that the taking of a human life must rank as the most serious of all offences.

15. The Regional Court, as was the case in this Court, was urged by the appellant's legal representative to consider various factors, including her age at the time (25), the fact that she was a first time offender, that she is the mother and primary caretaker of a young child and the fact that she was employed at the time, as "compelling and substantial circumstances" for departing from imposing the minimum prescribed sentence of 15 years.

16. The Magistrate also considered whether or not her actions were in any manner taken in self defence. The Court, however, appears to have concluded that she did not act in self defence and it found that the factors enumerated above were nevertheless insufficient to merit a substantial departure from the minimum sentence being imposed, albeit that a slightly reduced sentence of 13 years direct imprisonment was considered to be reasonable in the circumstances. This conclusion appears to have been arrived at as a result of the Magistrate holding that the sentence had to be tempered with a degree of mercy. After an examination of the triad of circumstances that need to be borne in mind when imposing a suitable sentence, as espoused by the Appeal Court in S v Zinn 1969 (2) SALR 537 A, viz. the crime, the offender and the interests of society, he concluded that the punishment should fit the criminal as well as the crime and be blended with an element of mercy, according to circumstances.

17. So too the Magistrate examined the purpose of sentencing, viz. that it should act as a deterrent to other criminals, serve to prevent similar crimes being committed, as also that it should be aimed at the reformation of the offender and meet the public's expectation for appropriate retribution.

18. The Magistrate also took into account the appellant's personal circumstances, which included her relatively young age, the fact that she is unmarried and has a three year old child and the fact that she was gainfully employed before this incident occurred. So too he took into account the fact that both the accused and the deceased were using alcohol on the night in question, in coming to his decision on sentence namely that she should be sentenced to 13 years direct imprisonment

19. The question to therefore be determined is whether or not any reason exists for this Court to interfere with the sentence imposed in these circumstances by the Magistrate. This is not something which an Appeal Court should do lightly.

20. In any appeal against sentence the Court should be guided by the principle that punishment is "pre-eminently a matter for the discretion of the trial Court" and should be careful not to erode that discretion. { R v Mapumulo 1920 AD 56 and S v Rabie 1975 (4) SA 855 (A)). A sentence should only be altered if the discretion has not been judicially and properly exercised, or if there has been misdirection by the trial Court on a matter of law, or fact

21. The test laid down in both the Mapumulo and Rabie judgments is whether the sentence is vitiated by irregularity, or misdirection or is disturbingly inappropriate so as to induce a sense of shock.

22. The appellant argues that the Regional Court should have found that substantial and compelling circumstances existed to merit a substantial departure from the 15 year minimum sentence ordinarily called for the crime of murder. This argument was based largely on the fact that the appellant was young at the time of the commission of the offence, that she was a first time offender and that she acted in retaliation for the abuse which she had suffered at the hands of the deceased, as also the fact that the murder was not pre-meditated. A further factor that was raised in the argument before this Court, was the fact that she was the primary caregiver to her young child at the time of her sentencing and that this too had to be duly considered as a compelling factor in evaluating whether or not the sentence imposed by the trial Court was appropriate.

23. Whilst the State has conceded that, in accordance with the dicta in the case of S v Malgas 2001 (1) SACR 469 (SCA), all factors are relevant in determining whether compelling and substantial circumstances do exist, it has also been argued that these factors are not only limited to the personal circumstances of the accused. The seriousness of the offence as well as the interest of society should also be considered in determining the existence of compelling and substantial circumstances. I agree with this approach.


24. In S v Vilikazi (567/07) [2008] ZASCA 87 (2) (September 2008) Supreme Court of Appeal, Nugent JA, commenting on the Malgas decision, stated :


''Whether a sentence is proportionate cannot be determined in the abstract but only upon a consideration of all material circumstances of the particular case, bearing in mind what the Legislature had ordained and the other strictures referred to in Malgas."

25. What, however, do we make of the case of S v M (Centre for Child Law as Amicus Curiae) [2007] ZACC 18; 2008 (3) SA 232 (CC) in the context of this matter where the appellant was the primary, indeed only remaining parent of a very young child, following the murder by the appellant of the child's father? In the case of S v M the Constitutional Court, dealt specifically with the rights of a child as set forth in Section 28 of the Constitution and how those rights are both impacted upon when a primary caregiver is sentenced to a custodial sentence, and also how these rights should be protected in such circumstances.

26. Sachs J in delivering the judgment of the majority of the court came to the conclusion that the requirements of the Constitution as regards the sentencing of children "necessitate a degree of change in judicial mindset directed at the paying of focused and informed attention to the interests of the child at appropriate moments in the sentencing process with the object of ensuring that judicial officers are in a position to adequately balance all the varied interests that are involved.


27. The learned judge (at paragraph! 40]) considered that the real difficulty is how to appropriately and on a case-by-case basis balance the factors enumerated in Zinn's case (supra) without disregarding the peremptory provisions of section 28 of the Constitution. This he concluded requires a "nuanced weighing of all the interlinked factors in every case".


28. The Constitutional Court in that case - which concerned the best interests of children in the context of the imposition of imprisonment on their primary care-giver who had been convicted on multiple charges of fraud, categorised the failure on the part of the lower Court to have paid sufficient independent and informed attention to the impact on the children of incarcerating their primary care-giver, as required by section 28(2) read with section 28(1)(b) of the Constitution, as a misdirection of such severity that it was entitled to interfere with the sentence imposed by the Court a quo


29. It would appear that the basis on which the appellant's counsel therefore assails the sentence imposed by the trial Court in this matter, finds support in the Constitutional Court's approach in S v M (supra)


30. It appears from a careful perusal of the Magistrate's pronouncements on sentence in this matter that there is absolutely no reference therein to the imperative provisions of section 28 of the Constitution. Nor is there any trace therein of "an informed and nuanced weighing of ail the interlinking factors of relevance to the sentencing process" and indicative of a changed judicial mindset consonant with an awareness of what an appropriate sentence will be in respect of the appellant if regard is had to the fact that she was the primary caregiver.

31. This is not, however, where the enquiry ends. If regard is had to the appellant's personal circumstances; the seriousness of and the circumstances of the commission of the crime of which she has been convicted and the interests of the community, the need for long-term incarceration must be carefully examined as it does not automatically become trumped by the imperative provisions of section 28 of the Constitution

32. As stated in S v M (at paragraph [14] J:



'While section 28 undoubtedly serves as a general guideline to the Courts, its normative force does not stop there. On the contrary, as this Court has held in De Reuck1, Sonderup2 and Fitzpatrick,3 section 28(2). read with section 28(1). establishes a set of children s nghts that Courts are obliged to enforce.... Secondly, section 28 must be seen as responding in an expansive way to our international obligations as a State party to the United Nations Convention on the Rights of the Child (the CRC)4 Section 28 has its origins in the international instruments of the United Nations5. Thus, since itsintroduction the CRC has become the international standard against which to measure legislation and policies, and has established a new structure, modelled on children s rights, within which to position traditional theories on juvenile justice6 I do not suggest that a children s rights model for juvenile justice, where children themselves are directly in trouble with the law. should automatically be transposed to sentencing in cases where children are only indirectly affected because their primary caregivers are about to be sentenced. What should be carried over, however is a parallel change in mindset, one that takes appropriately equivalent account of the new constitutional vision.".



This was further elaborated at Paragraph [17], as follows;



'Regard accordingly has to be paid to the import of the pnnciples of sentencing of a primary caregiver. The four great principles of the CRC which have become international currency, and as such guide all policy in South Africa in relation to children are said to be survival development, protection and participation7 What unites these principles, and lies at the hean of section 28, I believe, is the right of a child to be a child and enjoy special care.8, where upon the Court concluded that this all "...presupposes that in our new dispensation the sins and traumas of fathers and mothers should not be visited on their children.'.


33. In S v M the curator and the amicus also pointed out that South Africa's obligations under international law "...underscored the special requirement to protect the child's interests as far as possible", they argued that Article 30(1) of the African Charter on the Rights and Welfare of the Child, expressly dealing with "Children of Imprisoned Mothers' and that it provides that:

"Stales Parties to the present Charter shall undertake to provide special treatment of expectant mothers and to mothers of infants and young children who have been accused or found guilty of infringing the penal law and shall in particular:

a) ensure that a non-custodial sentence will always be first considered when sentencing such mothers;

b) establish and promote measures alternative to institutional confinement for the treatment of such mothers,

c) establish special alternative institutions for holding such mothers:

d) ensure that a mother shall not be imprisoned with her child;

e) ensure that a death sentence shall not be imposed on such mothers;

f) the essential aim of the penitentiary system will be the reformation, the integration of the mother to the family and social rehabilitation". (Emphasis added.)

34. The curator in that matter emphasised that section 28(2) of the Constitution should be read with section 28(1 )(b) which provides that every child has a right to family or parental care, or appropriate alternative care when removed from the family environment. Taken together, he contended, these provisions impose four responsibilities on a sentencing Court when a custodial sentence for a primary caregiver is in issue. They are:



  • to establish whether there will be an impact on a child;

to consider independently the child's best interests;

to attach appropriate weight to the child's best interests;

to ensure that the child will be taken care of if the primary caregiver is sent to prison.


As was held by the Court in S v M, these too appear to me to be practical modes of ensuring that section 28(2) read with section 28(1 )(b), is applied in a sensible way. I agree with the sentiments expressed by the Constitutional Court that this approach takes appropriate account of the pressures under which the Courts work, without allowing systemic problems to snuff out their constitutional responsibilities.9 It is imminently sensible in this context then to expect of any Court when imposing sentence on a primary caregiver to give focused and informed attention to the interests of children at appropriate moments in the sentencing process. The objective being to ensure that the sentencing Court is in a position adequately to balance all the varied interests involved, including those of the child placed at risk. I further agree that proper regard for constitutional requirements necessitates a degree of change the judicial mindset. "Specific and well-informed attention" will always have to be given to ensuring that the form of punishment imposed is the one that is least damaging to the interests of the children, given the legitimate range of choices in the circumstances available to the sentencing Court.

35. In this respect it is important to be mindful, in the words of Sachs J,10 "that the issue is not whether parents should be allowed to use their children as a pretext for escaping the otherwise just consequences of their own misconduct This would be a mischaractehsation of the interests at stake. Indeed one of the purposes of section 28(1 )(b) is to ensure that parents serve as the most immediate moral exemplars for their offspring... Children have a need and a right to learn from their primary caregivers that individuals make moral choices for which they can be held accountable".

36. It is not, however, "the sentencing of the primary caregiver in and of itself that threatens to violate the interests of the children It is the imposition of the sentence without paying appropriate attention to the need to have special regard for the children's interests that threatens to do so. The purpose of emphasising the duty of the sentencing Court to acknowledge the interests of the children, then, is not to permit errant parents unreasonably to avoid appropriate punishment Rather, it is to protect the innocent children as much as is reasonably possible in the circumstances from avoidable harm."

37. I also endorse the sentiments expressed by the Constitutional Court that there is no formula that can guarantee the right results in every case. The guidelines laid down by the Constitutional Court, however, appear to be a sound and practical guide which will ensure the promotion of "uniformity of principle, consistency of treatment and individualisation of outcome".

38. As recognised by the Constitutional Court, a balancing exercise has to be undertaken on a case-by-case basis. It becomes a matter of context and proportionality. Two competing considerations have to be weighed by the sentencing Court; The first is the importance of maintaining the integrity of family care. The second consideration is the duty on the State to punish criminal misconduct.

39. Following this approach a Court must sentence an offender, even a primary caregiver, to prison if. on the ordinary approach adopted in Zinn's case (supra), a custodial sentence is the proper punishment. The issue of the children then gets weighed as an independent factor to be placed on the sentencing scale only if (emphasis added) there could be more than one appropriate sentence on the Zinn approach, one of which is a non-custodial sentence. Other than that this approach merely requires a sentencing Court to consider the situation of children when a custodial sentence is imposed and not to ignore them.


40. The Zinn triad postulates that an element of the circumstances of the primary caregivers that will be taken into account is the special severity for the caregivers of being torn from their children This, however, is a consequence of their misconduct for which the law, in the light of al! the circumstances, will require that they take appropriate responsibility. Section 28(1 )(b) is concerned with something different, namely, the indirect but potentially very powerful impact on the children.

41. In practice the Zinn triad is most frequently applied in a manner that focuses on the offender and pays little attention to the children of the offender. The separation from a primary caregiver is undeniably a serious and unavoidable collateral consequence of imprisonment that affects children -profoundly and at every lever. Appropriate attention accordingly needs to be paid to them and all reasonable steps need to be taken to ensure that the damage caused to children who find themselves in these unfortunate circumstances is kept to a minimum. It does not, however, necessitate this principle overriding all other considerations. Rather, it calls for appropriate weight to be given in each case to a consideration to which the law attaches the highest value, namely, the interests of children who may be concerned.

42. S v Howells11 is an example of yet another case where attention was carefully given to the interests of children by this Court. The appellant had been convicted in the Regional Court of having defrauded her employer to the extent of approximately R100 000. She had been sentenced by the Regional Court to four years' imprisonment in terms of section 276(1) (i) of the CPA. The appellant was divorced and had three dependent children. Two factors counted strongly against her: she had spent most of the proceeds of her crime on gambling, and she had a previous conviction for fraud Van Heerden AJ introduced the constitutional dimension in the following manner:



"I have anxiously considered the effect on the minor children of the sentence imposed by the Magistrate, bearing in mind the constitutional injunction that a child's best interests are of paramount importance in every matter concerning the child', as also the constitutionally entrenched right of every child 'to family or parental care, or to appropriate alternative care when removed from the family environment”.12

Van Heerden AJ observed further that the best interests of the child principle, which formed part of our common law as developed by the Courts, had been given international significance by the ratification by South Africa of the CRC, which provides in article 3(1) that



"[i]n all actions concerning children, whether undertaken by public or private social welfare institutions. Courts of law, administrative authorities or legislative bodies, the best interests of the child shall be a primary consideration. "13

43. Van Heerden AJ then went on to hold that there was a real risk that should the appellant be imprisoned the children would have to be taken into care. Although this was highly regrettable and made her reluctant to condemn the appellant to imprisonment, van Heerden AJ nevertheless decided to uphold the sentence on the basis that it was necessary to serve the interests of society and the element of deterrence. Emphasising the need simultaneously to protect the interests of the appellant's children, however, she made special provision in the order to ensure that the Department of Welfare and Population Development would be requested to see to it that the children were properly cared for during their mother's imprisonment and kept in touch with her.14


44. As pointed out by the Constitutional Court in S v M,15 the Howells decision illustrates that there is scope for a balancing analysis involving section 28 within the current sentencing framework.


45. What distinguishes Howells from the approach of the sentencing Court in the present matter is not the outcome so much as the nature of the analysis of all the relevant factors, or as in this case, the lack thereof by the lower Court.


46. In Howells the implications of section 28 were expressly weighed. In the present matter they were barely touched upon. The required balancing exercise was not properly conducted.


47. In the present care I can find no such enquiry by the Court and therefore it would appear that no, or insufficient consideration was given to the effect of the custodial sentence on the child of the appellant in this matter. Significantly, in this case the other parent is also the deceased, albeit at the hands of the appellant, and it must follow that the child has accordingly been deprived in the circumstances of the care of both parents. To this extent therefore I must find that the Magistrate did misdirect himself by failing to pay sufficient attention to the Constitutional requirements and that this Court is therefore entitled to reconsider the appropriateness of the sentence imposed by the Regional Court.

48. It is clearly in the interests of the child of the appellant and of all concerned that the matter achieves finality. In these special circumstances the interests of justice require that this Court itself bring the matter to a close by determining the appropriate sentence. I accordingly consider the question of what the sentence should be.

49. In the circumstances of this case, I find myself in disagreement with the Magistrate insofar as the approach adopted to sentencing in this matter and I therefore find that there has been a misdirection by him in not only failing to take into account the position of the child of the appellant, but also inasmuch as he appears to have attached little or no weight in sentencing the appellant to 13 years, to the fact that she appears to have been systematically abused, both physically and emotionally, at the hands of the deceased for some length of time. This fact, coupled with the vicious assault upon her on the night in question, coupled with the fact that the unfortunate confluence of events was undoubtedly fuelled by the alcohol which both the appellant and the deceased had consumed to apparent excess, led to the tragic events.

50. These factors, cumulatively taken into account, allow this Court to interfere with the sentence imposed. Given all the circumstances of the matter and approaching the issue as the Constitutional Court has stipulated should be done on a case by case basis, I do believe that the sentence imposed induces a sense of shock in the minds of any right-thinking person.

51. Having weighed all the relevant considerations I must nevertheless conclude that the imposition of imprisonment is both justified and called for in the appellant's case. The only question is what the duration thereof should be. bearing in mind also the provisions of section 28 of the Constitution.

52. On the basis that compelling and substantial circumstances which justify a significant deviation from the prescribed minimum sentence of 15 years imprisonment. I would uphold the appeal and the sentence of the Regional Court is set aside and is replaced with the following;


  1. The accused is sentenced to four years' imprisonment with effect from 20 August 2009;and

  2. The Department of Social Development is requested to immediately investigate the circumstances of the appellant's minor child and to take all such practical steps as may be appropriate to ensure that:


(i) The child is properly cared for by an accountable adult during the appellant's period of imprisonment; and

(ii) the child's circumstances and well-being are monitored on a regular basis until such time as the appellant has served her sentence and is released from prison; and

(iii) within the parameters of what prison regulations permit, every effort should be made to facilitate regular contact between the appellant and the child whilst she serves the remainder of her sentence; and

(iv) everything reasonably possible is done to ensure the reunification of the appellant with her child on appellant's release from prison and the promotion and support of the family unit thereafter.


PK WEYER


BLIGNAULTJ: I agree, it is so ordered



A P BLIGNAULT


1De Rcuck v Director of Public Prosecutions. Witwatersrand Local division and Others 200411) SA 406 CC;

2Sondedrup v Tondelli and Another 2001(1 )SA 1171 (CC)

3Minister of Welfare and Population Development v Fitzpatrick and Others 2000(3) SA 422 (CC)

4CRC was ratified by South Africa on 16 July 1995

5See judgment footnote 19

6See judgment:footnote 20

7See judgment :footnote

8See judgment footnote 22

9'See judgment footnote 37

10At paragraph [34]

111999(1) SACK 675(C)

12At 681 e-g

13At 681 g-i

14At 638 t-f

15At paragraph [45]